Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Garrett P MorganJ.P. Morgan Securities LLCEdward Jones08-19-2019
Vartika AbhishekCharles Schwab & Co., Inc.TD Ameritrade, Inc.08-19-2019
Boris SpasojevicFidelity Brokerage Services LLCJ.P. Morgan Securities LLC08-19-2019
Jorge MoraFarmers Financial Solutions, LLCNorthwestern Mutual Investment Services, LLC08-19-2019
John TijerinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.08-19-2019
Arthur C. KangMerrill Lynch, Pierce, Fenner & Smith IncorporatedCUNA Brokerage Services, Inc.08-19-2019
Annie Pei-Ying ChenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-19-2019
Brian RoushJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2019
Daniel Sinan AytekinJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-16-2019
Bradley J BlackshireFidelity Brokerage Services LLCEdward Jones08-16-2019
Dara Anita RocchiLPL Financial LLCUnionBanc Investment Services, LLC08-16-2019
Fadi Lahzi MansourLPL Financial LLCCUSO Financial Services, L.P.08-16-2019
Steven Lewis HollimonCentaurus Financial, Inc.Securities America, Inc.08-16-2019
Ariel BobroffRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2019
Eric Siang WongPavion Blue Capital, LLCMorgan Stanley08-16-2019
James Martin OghigianPavion Blue Capital, LLCMorgan Stanley08-16-2019
Farrokh FarokhiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUnionBanc Investment Services, LLC08-16-2019
Kevin Joseph SchaeferWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2019
Jason LeeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2019
Anthony Joseph GutierrezJ.P. Morgan Securities LLCNYLIFE Securities LLC08-15-2019
Hugo NavarroHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC08-15-2019
Xiaodong MiaoHSBC Securities (USA) Inc.Citigroup Global Markets Inc.08-15-2019
Matthew Brooke MullowneyLPL Financial LLCWoodbury Financial Services, Inc.08-15-2019
Roman GonzalezAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-14-2019
Arjun RawatMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-14-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.