Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Xiaodong MiaoHSBC Securities (USA) Inc.Citigroup Global Markets Inc.08-15-2019
Jeffrey Robert LavinLPL Financial LLCAmeriprise Financial Services, LLC$5008-15-2019
Scott Wesley McKayLPL Financial LLCSecurities America, Inc.$2508-15-2019
Matthew Brooke MullowneyLPL Financial LLCWoodbury Financial Services, Inc.08-15-2019
Frank Richard NickeyCUSO Financial Services, L.P.Wells Fargo Advisors Financial Network, LLC$2508-14-2019
William Anthony Rossitto Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$5008-14-2019
Roman GonzalezAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-14-2019
Arjun RawatMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-14-2019
Tan DoanCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC08-13-2019
Mercedita Buenvenida NolandCrown Capital Securities, L.P.LPL Financial LLC08-13-2019
Robert James CoyleAllstate Financial Services, LLCM. S. Howells & Co.$2508-13-2019
Steven Erik JakschMiracle Mile Advisors, LLCCharles Schwab & Co., Inc.08-13-2019
Melissa Marie PhillipsLPL Financial LLCInfinex Investments, Inc.08-12-2019
Michael SenglaubIndependent Financial Group, LLCSagePoint Financial, Inc.08-12-2019
Virgilio Benedicto Cristobal Jr.SagePoint Financial, Inc.Lincoln Financial Advisors Corporation08-12-2019
Andrew GoodwinBankers Life Securities, Inc.Farmers Financial Solutions, LLC08-12-2019
Alisa Darlene TorresU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC08-09-2019
Herbert Daniel PeaseHSBC Securities (USA) Inc.Charles Schwab & Co., Inc.08-09-2019
Hrag KortoshianHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC08-09-2019
Cherie JonesAmeriprise Financial Services, LLCRoyal Alliance Associates, Inc.$1008-09-2019
Francisco Morales SigalaMutual of Omaha Investor Services, Inc.MML Investors Services, LLC08-09-2019
Eric H. Winston Jr.GWFS Equities, Inc.J.P. Morgan Securities LLC08-09-2019
Andrew Hobart KillionBankers Investment Counseling CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-09-2019
Michael J. HenryIEQ Capital, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-09-2019
Anthony John MaddelinaWells Fargo Clearing Services, LLCMorgan Stanley08-09-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.