Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hrag KortoshianHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC08-09-2019
Rhonda Ann MaddelinaWells Fargo Clearing Services, LLCMorgan Stanley08-09-2019
Matthew Cole McConnellCharles Schwab & Co., Inc.American Century Investment Services Inc.08-08-2019
Jose J RubioJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-08-2019
Liwon Hanna RafouU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC08-08-2019
Farzaneh DowdJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-08-2019
Alice Wen Chi LiangHSBC Securities (USA) Inc.UnionBanc Investment Services, LLC08-07-2019
David P MarquisMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC08-07-2019
Michael Raymond NeeleyVoya Financial Advisors, Inc.Transamerica Financial Advisors, Inc08-07-2019
Ping XuHSBC Securities (USA) Inc.J.P. Morgan Securities LLC08-07-2019
Brandon ClarkThe Clark Group Asset ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2019
Lani Gonzal JudalOneAmerica Securities, Inc.NYLIFE Securities LLC08-06-2019
Juan C MaganaFidelity Brokerage Services LLCVanguard Marketing Corporation08-06-2019
Alison Frances PapeWealth In Hand, LLCSoFi Wealth LLC08-06-2019
Stephen F RossiFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-06-2019
John Matthew ParsonsCWM, LLCLPL Financial LLC08-05-2019
John William ParsonsCWM, LLCParsons Financial Advisors, Inc.08-05-2019
Matthew R HennBeacon Pointe Advisors, LLCCapital Synergy Partners08-05-2019
Skyler Kane KraemerMission Wealth Management, LPMercer Global Advisors Inc.08-05-2019
Sam ElgoualFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC08-05-2019
Angela Beth ChinnFidelity Brokerage Services LLCPruco Securities, LLC.08-05-2019
Mary Elizabeth StorjohannAbacus Wealth PartnersWORKABLE WEALTH08-03-2019
Elizabeth Ariel WardAbacus Wealth PartnersWORKABLE WEALTH08-03-2019
Michael Duane KrmpotichWedbush Securities Inc.Stifel, Nicolaus & Company, Incorporated08-02-2019
Rick Joseph MilitelloIntegrated Advisors Network LLCMILITELLO WEALTH MANAGEMENT, L.L.C.08-02-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.