Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Matthew ParsonsCWM, LLCLPL Financial LLC08-05-2019
John William ParsonsCWM, LLCParsons Financial Advisors, Inc.08-05-2019
Mary Beth PaviaAbacus Wealth PartnersWORKABLE WEALTH08-03-2019
Elizabeth Ariel WardAbacus Wealth PartnersWORKABLE WEALTH08-03-2019
George Edward GuerreroTrue Link Financial AdvisorsTrue Link Financial Advisors08-03-2019
Kai Heimer StinchcombeTrue Link Financial AdvisorsTrue Link Financial Advisors08-03-2019
Salvatore AzzolinoJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$2508-02-2019
Nikolas Christian RefanidisJ.P. Morgan Securities LLCNYLIFE Securities LLC08-02-2019
Samir Harish PatelCharles Schwab & Co., Inc.LPL Financial LLC08-02-2019
Michael Duane KrmpotichWedbush Securities Inc.Stifel, Nicolaus & Company, Incorporated08-02-2019
David Sebastian NilsenLPL Financial LLCCommonwealth Financial Network$2508-02-2019
Eric Eugene NiergarthLPL Financial LLCTD Ameritrade, Inc.08-02-2019
Sarah Noella SantanaRaymond James Financial Services, Inc.Edward Jones08-02-2019
Anthony Wells ZapicoSecurities America, Inc.The Investment Center, Inc.$2508-02-2019
Michael Cameron WenzelPensionmark Securities, LLCKalos Capital, Inc.08-02-2019
Ural Patrick ParksAXA Advisors, LLCThe Retirement Group, LLC08-02-2019
James C. GebhardtGebhardt Group, IncGebhardt Group, Inc08-02-2019
David Peter SuessBeacon Pointe Wealth Advisors, LLCPruco Securities, LLC.08-02-2019
Rick Joseph MilitelloIntegrated Advisors Network LLCMILITELLO WEALTH MANAGEMENT, L.L.C.08-02-2019
Warren FriedlandMorgan StanleyLPL Financial LLC08-02-2019
Wei Han Jack ChangJ.P. Morgan Securities LLCFidelity Personal and Workplace Advisors08-01-2019
Jiawei BaiCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2019
Michael Grant ThompsonSecurities America, Inc.1st Global Capital Corp.$5008-01-2019
Edmardo Joseph Tomei IIICetera Advisors LLCNext Financial Group, Inc.$2508-01-2019
Sean Patrick KelleherCetera Advisors LLCNext Financial Group, Inc.08-01-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.