Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas McDonaldPrincipal Securities, Inc.Farmers Financial Solutions, LLC07-01-2019
Craig Scott FeinCUSO Financial Services, L.P.Kinecta Wealth Management07-01-2019
Gabriel Joseph GarciaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2019
Gail Marie UrbanIndependent Financial Group, LLCEdward Jones06-28-2019
Rick O'NealMadison Avenue Securities, LLCClient One Securities LLC06-28-2019
Balamir TrunecSVL Investment ManagementLiberty Group, LLC06-27-2019
Elizabeth StockwellIndependent Financial Group, LLCLPL Financial LLC06-27-2019
Craig Henry BuchholzJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC06-25-2019
Daniel Sheldon JewellJewell Wealth Management Inc.Horter Investment Management, LLC06-24-2019
Jessica Laura WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedBofA Securities, Inc.06-24-2019
Yousaf ZamanudinJ.P. Morgan Securities LLCMorgan Stanley06-24-2019
Virginia LeeJ.P. Morgan Securities LLCAXA Advisors, LLC06-23-2019
Michael Dennis ToomeyLPL Financial LLCAmeriprise Financial Services, Inc.06-21-2019
Aaron D SanorWells Fargo Clearing Services, LLCMorgan Stanley06-21-2019
John Barnett ZarchenLPL Financial LLCBancWest Investment Services, Inc.06-21-2019
Christopher Charles SouliosLPL Financial LLCAmeriprise Financial Services, Inc.06-21-2019
Aaron Michael AgteGraystone Advisor, LLCLPL Financial LLC06-21-2019
Sandra Frampton LewandowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedBofA Securities, Inc.06-21-2019
Syed RizviHSBC Securities (USA) Inc.UnionBanc Investment Services, LLC06-21-2019
Michael PoseyMML Investors Services, LLCNYLIFE Securities LLC06-21-2019
Erick Glenn SchenkhuizenPensionmark Securities, LLCIndependent Financial Partners06-20-2019
Atisa PayvarpourArchvest Wealth Advisors, Inc.FundX Investment Group, LLC06-20-2019
Dana Larry CrosbySC Capital AdvisorsSC CAPITAL ADVISORS06-20-2019
Borami YoonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-20-2019
Timothy James BloemhofWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00006-19-2019
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Showing 76 to 100 of 201 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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