Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Christopher LutzQuest Capital Strategies, Inc.Next Financial Group, Inc.08-01-2019
Michael Lawrence MannEmerson Equity LLCAscendant Alternative Strategies, LLC08-01-2019
Scott Patrick KelleyLion Street Financial, LLCAmeritas Investment Company, LLC08-01-2019
Samson Kamlong ChanLion Street Financial, LLCAmeritas Investment Company, LLC$2508-01-2019
Andrew Michael NevinLion Street Financial, LLCAmeritas Investment Company, LLC$5008-01-2019
Elizabeth HusserlLion Street Financial, LLCAmeritas Investment Company, LLC08-01-2019
Steve Craig FelsenAXA Advisors, LLCTransamerica Financial Advisors, Inc08-01-2019
Steven M. SchwaryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00008-01-2019
Dennis Phillip AyreHilltop Securities Inc.Integrated Advisors Network LLC08-01-2019
Alon HaimRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2019
Curtis Martin HillPortfolio Medics, LLCSecurities America, Inc.08-01-2019
Yunfen Y. YeungMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.08-01-2019
Aaron Derell HudsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-01-2019
Mohammad Reza ShabaniJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-31-2019
Steven Joel FoxLPL Financial LLCD.A. Davidson & Co.$2507-31-2019
Tyrone L. ChowCetera Advisor Networks LLCAmeriprise Financial Services, LLC07-31-2019
John Henry GearyCentaurus Financial, Inc.LPL Financial LLC07-31-2019
Xiaoxiao BiGerber Kawasaki Wealth & Investment ManagementLPL Financial LLC07-31-2019
Gregory HarderNBC Securities, Inc.Edward Jones07-30-2019
Kyle James KirkhamCharles Schwab & Co., Inc.TD Ameritrade, Inc.07-30-2019
Diego Arturo ContrerasFidelity Brokerage Services LLCTD Ameritrade, Inc.07-30-2019
Jeffrey S. UtleyNorthwestern Mutual Investment Services, LLCHornor, Townsend & Kent, LLC07-30-2019
Dion DehbanianNYLIFE Securities LLCWells Fargo Clearing Services, LLC07-30-2019
Amy M. BertleAllworth Financial, L.P.Destiny Capital Securities Corporation07-30-2019
Ryan Ari FreedMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.07-30-2019
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Showing 101 to 125 of 517 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.