Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Johnson Lim Go Jr.Pruco Securities, LLC.Park Avenue Securities LLC07-29-2019
Christian John-Edward BowerVALIC Financial Advisors, Inc.Edward Jones07-29-2019
Ross Bentley HansenEdward JonesPure Financial Advisors, Inc.07-29-2019
Michelle Ann KettenJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
Jacob Kennedy FurlowJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-26-2019
Anny ChienFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
Allison Barbara ClagoNational Securities CorporationWedbush Securities Inc.07-26-2019
Stephen Chung-Yee LohNational Securities CorporationWedbush Securities Inc.$5007-26-2019
Sang H. BaikMML Investors Services, LLCAvantax Investment Services, Inc.07-26-2019
Abbas KhoshnevissanRockefeller Financial LLCWells Fargo Clearing Services, LLC$2507-26-2019
Ulku GrossoRockefeller Financial LLCWells Fargo Clearing Services, LLC07-26-2019
Patrick Thomas GiddensWade Financial Advisory, Inc.Johnson Lyman Wealth Advisors07-26-2019
Stephen Glenn Krochmal Jr.Wells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$5007-26-2019
Adam Lawrence KochWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC07-26-2019
Sabrina Noelani-Ngiau KranzMorgan StanleyUnionBanc Investment Services, LLC$5007-26-2019
Thomas H KimCetera Investment Services LLCInfinex Investments, Inc.07-25-2019
Brian Everett SimpsonQuest Capital Strategies, Inc.Brokers International Financial Services, LLC.07-25-2019
Kristin Ford StrothAXA Advisors, LLCEquity Services, Inc.07-25-2019
Timothy Chien-Wei ChenRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00007-25-2019
Odalis MedianeroMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC07-25-2019
Jacob NicholsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2019
Susanne CostantiniJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2019
Tamari MaisuradzeJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC07-24-2019
Muriel Ann BlakeAmeriprise Financial Services, LLCGWN Securities Inc.$10007-24-2019
Kristin Ashley O'NealPrincipal Securities, Inc.MML Investors Services, LLC07-24-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.