Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mercedita Buenvenida NolandCrown Capital Securities, L.P.LPL Financial LLC08-13-2019
Heidi Marie PedersonM Holdings Securities, Inc.LPL Financial LLC08-06-2019
John Matthew ParsonsCWM, LLCLPL Financial LLC08-05-2019
Samir Harish PatelCharles Schwab & Co., Inc.LPL Financial LLC08-02-2019
Warren FriedlandMorgan StanleyLPL Financial LLC08-02-2019
John Henry GearyCentaurus Financial, Inc.LPL Financial LLC07-31-2019
Xiaoxiao BiGerber Kawasaki Wealth & Investment ManagementLPL Financial LLC07-31-2019
Joshua Joseph WeygandtGWFS Equities, Inc.LPL Financial LLC07-17-2019
Kevin Marshall McCallumGlacier Point Advisors, LLCLPL Financial LLC07-12-2019
Raymond Catipon AbracosaKestra Investment Services, LLCLPL Financial LLC$1,00007-11-2019
Patrick Francis VelascoKestra Investment Services, LLCLPL Financial LLC07-11-2019
Jose Ovidio Perez Jr.Kestra Investment Services, LLCLPL Financial LLC07-11-2019
Joseph Dale DavisonStrategic Wealth Advisors GroupLPL Financial LLC$5007-11-2019
Michael VelazquezBridge Advisory LLCLPL Financial LLC07-03-2019
Elizabeth StockwellIndependent Financial Group, LLCLPL Financial LLC06-27-2019
Aaron Michael AgteGraystone Advisor, LLCLPL Financial LLC06-21-2019
George DobbsIndependent Financial Group, LLCLPL Financial LLC$5006-14-2019
Gladys ElevadoStratos Wealth Partners, LtdLPL Financial LLC06-14-2019
Terry Lee BaileyLPL Financial LLCLPL Financial LLC06-12-2019
Elias Moses HakimianCrystal Cove Asset ManagementLPL Financial LLC06-12-2019
William Harvey BryantIndependent Financial Group, LLCLPL Financial LLC$5005-21-2019
Adam Blake BonnerIndependent Financial Group, LLCLPL Financial LLC05-21-2019
Henry Joseph Ferry Jr.Focus Quantitative Methods, Inc.LPL Financial LLC05-20-2019

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.