Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Siang WongPavion Blue Capital, LLCMorgan Stanley08-16-2019
James Martin OghigianPavion Blue Capital, LLCMorgan Stanley08-16-2019
Anthony John MaddelinaWells Fargo Clearing Services, LLCMorgan Stanley08-09-2019
Rhonda Ann MaddelinaWells Fargo Clearing Services, LLCMorgan Stanley08-09-2019
Aaron Derell HudsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-01-2019
James Hollis BrandtWells Fargo Clearing Services, LLCMorgan Stanley07-19-2019
Jeffrey Dell RedfordRBC Capital Markets, LLCMorgan Stanley07-15-2019
Shanon Lorraine StillMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-01-2019
Alexander PettyUBS Financial Services Inc.Morgan Stanley06-27-2019
Joshua Blake MurphyKestra Investment Services, LLCMorgan Stanley06-25-2019
Yousaf ZamanudinJ.P. Morgan Securities LLCMorgan Stanley06-24-2019
Aaron D SanorWells Fargo Clearing Services, LLCMorgan Stanley06-21-2019
Jody Beth ValentinoMorgan StanleyMorgan Stanley06-20-2019
Gina Marie LahrMorgan StanleyMorgan Stanley06-17-2019
Stevan Paul Horvath Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$5006-07-2019
Bunyan TomJ.P. Morgan Securities LLCMorgan Stanley06-06-2019
Rohaib Shaheen HamidFidelity Brokerage Services LLCMorgan Stanley06-06-2019
Michael Wilfort ChavezE*TRADE Securities LLCMorgan Stanley06-06-2019
Garrett Michael TognozziJ.P. Morgan Securities LLCMorgan Stanley06-05-2019
Kerry M. MoyWestern International Securities, Inc.Morgan Stanley06-03-2019
Renata LanceCetera Financial Specialists LLCMorgan Stanley05-31-2019
Brandon FahlTD Ameritrade, Inc.Morgan Stanley05-30-2019
Ronnyjane GoldsmithRaymond James Financial Services, Inc.Morgan Stanley$5005-24-2019
Kevin NewhouseSecurities America, Inc.Morgan Stanley05-22-2019

Showing 1 to 24 of 24 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.