Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Sinan AytekinJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-16-2019
Hugo NavarroHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC08-15-2019
William Anthony Rossitto Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$5008-14-2019
Arjun RawatMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-14-2019
Tan DoanCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC08-13-2019
Hrag KortoshianHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC08-09-2019
Farzaneh DowdJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-08-2019
Sam ElgoualFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC08-05-2019
Steven M. SchwaryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00008-01-2019
Mohammad Reza ShabaniJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-31-2019
Dion DehbanianNYLIFE Securities LLCWells Fargo Clearing Services, LLC07-30-2019
Jacob Kennedy FurlowJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-26-2019
Abbas KhoshnevissanRockefeller Financial LLCWells Fargo Clearing Services, LLC$2507-26-2019
Ulku GrossoRockefeller Financial LLCWells Fargo Clearing Services, LLC07-26-2019
Timothy Chien-Wei ChenRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00007-25-2019
Taylor Jane TamayoJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-23-2019
Zachary John BlumenthalCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC07-22-2019
Derek John OsmonTD Ameritrade, Inc.Wells Fargo Clearing Services, LLC07-22-2019
Aaron Michael JohnsonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-19-2019
Justin Timothy BaileyCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC07-19-2019
Rana Jameel TomaCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC07-19-2019
Randy G KolendaHayden RoyalWells Fargo Clearing Services, LLC$5007-19-2019
Russell Patrick HuebschleMorgan StanleyWells Fargo Clearing Services, LLC07-19-2019
Richard KimJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-17-2019
Adam Thomas TirapelleLaurel Wealth Advisors, Inc.Wells Fargo Clearing Services, LLC$2507-17-2019
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.