Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Boris SpasojevicFidelity Brokerage Services LLCJ.P. Morgan Securities LLC08-19-2019
Bradley J BlackshireFidelity Brokerage Services LLCEdward Jones08-16-2019
Juan C MaganaFidelity Brokerage Services LLCVanguard Marketing Corporation08-06-2019
Stephen F RossiFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-06-2019
Sam ElgoualFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC08-05-2019
Angela Beth ChinnFidelity Brokerage Services LLCPruco Securities, LLC.08-05-2019
Diego Arturo ContrerasFidelity Brokerage Services LLCTD Ameritrade, Inc.07-30-2019
Anny ChienFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
Adam Christopher MackenzieFidelity Brokerage Services LLCTD Ameritrade, Inc.07-17-2019
Jasmine Letriese SmallsFidelity Brokerage Services LLCJ.P. Morgan Securities LLC06-25-2019
Krista Marie JohnsonFidelity Brokerage Services LLCTransamerica Financial Advisors, Inc06-20-2019
Devin Michael GarrettFidelity Brokerage Services LLCE*TRADE Securities LLC06-17-2019
Byron Ely VallesFidelity Brokerage Services LLCFirst Republic Securities Company, LLC06-12-2019
Rohaib Shaheen HamidFidelity Brokerage Services LLCMorgan Stanley06-06-2019
Jonathan Yakin FernandezFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2019
Margaret Caroline AshFidelity Brokerage Services LLCUnionBanc Investment Services, LLC06-03-2019
Michael Thomas TranFidelity Brokerage Services LLCCharles Schwab & Co., Inc.05-30-2019
Bradley S Strong IIFidelity Brokerage Services LLCEdward Jones05-28-2019

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.