Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Gordon PasternakLPL Financial LLCAmeriprise Financial Services, LLC$2508-19-2019
Dara Anita RocchiLPL Financial LLCUnionBanc Investment Services, LLC08-16-2019
Fadi Lahzi MansourLPL Financial LLCCUSO Financial Services, L.P.08-16-2019
Jeffrey Robert LavinLPL Financial LLCAmeriprise Financial Services, LLC08-15-2019
Matthew Brooke MullowneyLPL Financial LLCWoodbury Financial Services, Inc.08-15-2019
William Anthony Rossitto JrLPL Financial LLCWells Fargo Clearing Services, LLC$5008-14-2019
Melissa Marie PhillipsLPL Financial LLCInfinex Investments, Inc.08-12-2019
David Sebastian NilsenLPL Financial LLCCommonwealth Financial Network$2508-02-2019
Steven Joel FoxLPL Financial LLCD.A. Davidson & Co.$2507-31-2019
James Allen SummersLPL Financial LLCSagePoint Financial, Inc.$2507-23-2019
John Patrick BoldenLPL Financial LLCFarmers Financial Solutions, LLC07-16-2019
Todd Gregory PamLPL Financial LLCDWS Distributors, Inc.07-01-2019
Henry John Tallardy IiiLPL Financial LLCFirst Allied Securities, Inc.06-28-2019
Edward Wayne ChartonLPL Financial LLCKestra Investment Services, LLC06-26-2019
Howard Joel FinkLPL Financial LLCKestra Investment Services, LLC$15006-26-2019
Richard Herbert LinsdayLPL Financial LLCAmeriprise Financial Services, LLC$8506-21-2019
Michael Dennis ToomeyLPL Financial LLCAmeriprise Financial Services, LLC06-21-2019
John Barnett ZarchenLPL Financial LLCBancWest Investment Services, Inc.06-21-2019
Christopher Charles SouliosLPL Financial LLCAmeriprise Financial Services, LLC06-21-2019
Blake Art NinoLPL Financial LLCForesters Financial Services, Inc.06-20-2019
Patrick Kevin CarabineLPL Financial LLCWestern International Securities, Inc.$5006-17-2019
Adam Gregory Mark HartrumLPL Financial LLCSecurities America, Inc.06-17-2019
Braden Glenn BotkinLPL Financial LLCMadison Avenue Securities, LLC06-17-2019
Patrick ODonnellLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2019
Erin Morsch HallLPL Financial LLCWells Fargo Clearing Services, LLC$1,00006-07-2019
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.