Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tingting ZhaoJ.P. Morgan Securities LLCMorgan Stanley08-23-2019
Cesar E. FierroTD Ameritrade, Inc.Wells Fargo Clearing Services, LLC08-23-2019
Nicholas Joseph EnzweilerLPL Financial LLCMorgan Stanley08-23-2019
Carlos Alberto AlcaineD.A. Davidson & Co.Robert W. Baird & Co. Incorporated08-23-2019
Melissa A. ReynoldsD.A. Davidson & Co.Robert W. Baird & Co. Incorporated08-23-2019
Stephen Bernard HalterbeckD.A. Davidson & Co.Robert W. Baird & Co. Incorporated08-23-2019
Charles Eric LundbladeA.G.P / Alliance Global PartnersEdward Jones08-23-2019
Stephen In Hee LeeMercer Global Advisors Inc.Empirical Wealth Management08-23-2019
Julie Kay TauriainenRaymond James Financial Services, Inc.Edward Jones$2508-22-2019
Shaun Michael HillCambridge Investment Research, Inc.Ameriprise Financial Services, LLC08-22-2019
Andrew Anthony UccelliEmerson Equity LLCWestern International Securities, Inc.08-22-2019
Benjamin Andrew ClancyPruco Securities, LLC.Edward Jones08-22-2019
Jeffrey Alan HaleMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2019
Ryan James SikorskyJ.P. Morgan Securities LLCAXA Advisors, LLC08-21-2019
Corey James CollinsJ.P. Morgan Securities LLCNYLIFE Securities LLC08-21-2019
Diane Terese WilsonComerica SecuritiesHSBC Securities (USA) Inc.08-21-2019
Jimin ChenHSBC Securities (USA) Inc.J.P. Morgan Securities LLC08-21-2019
Wenshan HeFidelity Brokerage Services LLCCitigroup Global Markets Inc.08-21-2019
Kevin Michael ThelenWoodbury Financial Services, Inc.BeYou Financial08-21-2019
Donald Lee GorschWedbush Securities Inc.UBS Financial Services Inc.08-21-2019
Aaron D JacobyPlanMember Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2019
Julia H. LinFirst Heartland Capital, Inc.NYLIFE Securities LLC$1,00008-21-2019
Michael P. LaceySignature Resources Capital Management, LLCPark Avenue Securities LLC08-21-2019
Gerard Alonzo SingfieldThe Pacific GroupCulture Capital Partners, LLC08-21-2019
Valli K. DoraiswamiWealtheon Advisors LLCJ.P. Morgan Securities LLC08-21-2019
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Showing 1 to 25 of 506 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.