Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron D SanorWells Fargo Clearing Services, LLCMorgan Stanley06-21-2019
Aaron Dana ObornTD Ameritrade Investment Management, LLCFidelity Brokerage Services LLC07-12-2019
Aaron Michael AgteGraystone Advisor, LLCLPL Financial LLC06-21-2019
Abbas KhoshnevissanRockefeller Financial LLCWells Fargo Clearing Services, LLC07-26-2019
Adam Lawrence KochWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.07-26-2019
Aiko Mitchell M. NilloLPL Financial LLCJ.P. Morgan Securities LLC07-02-2019
Alison Catherine McClureCetera Advisor Networks LLCJ.P. Morgan Securities LLC06-03-2019
Allison Clago, Steven Loh, Peter LamNational SecuritiesWedbush Securities$9107-30-2019
Andrea Marie CrowellKearney-Burch Financial Services, Inc.KEARNEY-BURCH FINANCIAL SERVICES, INC.06-14-2019
Andrew James WrightWright Wealth Strategies, LLCNWM Advisors, LLC07-11-2019
Anthony Wells ZapicoSecurities America Advisors, Inc.IC Advisory Services, Inc.08-02-2019
Aria KhaliliPariax Private Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2019
Ariya PejouheshMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-07-2019
Arynton Senna HardyHardy Capital Investments LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2019
Atisa PayvarpourArchvest Wealth Advisors, Inc.FundX Investment Group, LLC06-20-2019
Balamir TrunecSVL Investment ManagementLiberty Group, LLC06-27-2019
Billy CurlMutual of Omaha Investor Services, Inc.Pruco Securities, LLC.07-09-2019
Borami YoonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-20-2019
Boris Michael CastilloCUSO Financial Services, L.P.Kinecta Wealth Management07-03-2019
Brett David HooverBlue Investment Partners LLCJ.P. Morgan Securities LLC07-11-2019
Brian Dale HeinsCapital Synergy PartnersSecurities Service Network, LLC06-11-2019
Bryan Gregory MolinarWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-05-2019
Christian Fernando CarreonAll One Wealth, LLCNPB Financial Group, LLC06-03-2019
Christopher Charles SouliosLPL Financial LLCAmeriprise Financial Services, Inc.06-21-2019
Christopher HartRaymond James Financial Services, Inc.Thrivent Investment Management Inc.06-14-2019
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Showing 1 to 25 of 185 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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