Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sandra Frampton LewandowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedBofA Securities, Inc.06-21-2019
Syed RizviHSBC Securities (USA) Inc.UnionBanc Investment Services, LLC06-21-2019
Michael PoseyMML Investors Services, LLCNYLIFE Securities LLC06-21-2019
Erick Glenn SchenkhuizenPensionmark Securities, LLCIndependent Financial Partners06-20-2019
Atisa PayvarpourArchvest Wealth Advisors, Inc.FundX Investment Group, LLC06-20-2019
Dana Larry CrosbySC Capital AdvisorsSC CAPITAL ADVISORS06-20-2019
Borami YoonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-20-2019
Timothy James BloemhofWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00006-19-2019
Donald Louis DalesandroLiberty Solutions AdvisorsTate Asset Management06-19-2019
Larry GaoCitigroup Global Markets Inc.Edward Jones06-19-2019
Jeremy David BardinElevate Capital Management, L.L.C.Elevate Wealth Management, L.L.C.06-18-2019
Russell Edward IngledewBrokers International Financial Services, LLC.H. Beck, Inc.06-18-2019
Daniel Thomas FitzpatrickElevate Capital Management, L.L.C.Elevate Wealth Management, L.L.C.06-18-2019
Patrick Kevin CarabineLPL Financial LLCWestern International Securities, Inc.$5006-17-2019
Terry Maurice GravelySecurities America, Inc.Minority Capital Advisors06-17-2019
Michael Dale HoodHood Financial, LLCARS Investment Advisors, Inc.06-17-2019
Sunandan Kishorbhai ClerkDhamma Capital, LLCRegal Investment Advisors LLC06-17-2019
George DobbsIndependent Financial Group, LLCLPL Financial LLC$5006-14-2019
Andrea Marie CrowellKearney-Burch Financial Services, Inc.KEARNEY-BURCH FINANCIAL SERVICES, INC.06-14-2019
Christopher HartRaymond James Financial Services, Inc.Thrivent Investment Management Inc.06-14-2019
Michael Robert PetersonEdward JonesWaddell & Reed06-14-2019
Pablo R. King OrtizNYLIFE Securities LLCU.S. Bancorp Investments, Inc.$2506-13-2019
David Daniel BraunResility Financial, Inc.Resility Financial, Inc.06-13-2019
Mark Jason McmahonResility Financial, Inc.RESILITY FINANCIAL, INC.06-13-2019
Richard Lee BassettTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.06-13-2019
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Showing 101 to 125 of 185 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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