Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank Joseph ColatruglioWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10006-12-2019
William Richard Dubois Jr.Return on Investment, LLCPilotage Private Wealth AG06-12-2019
Elias Moses HakimianCrystal Cove Asset ManagementLPL Financial LLC06-12-2019
Desiree Nicole WodickerMorgan StanleyAmeriprise Financial Services, Inc.06-12-2019
Garett James ColatruglioWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-12-2019
Raymond Edward MayerCypress Path Capital, LLCCypress Path Capital, LLC06-11-2019
Aria KhaliliPariax Private Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2019
Brian Dale HeinsCapital Synergy PartnersSecurities Service Network, LLC06-11-2019
Jeffrey S. WestsmithIEQ Capital, LLCFirst Republic Securities Company, LLC06-11-2019
Robert Stephen ShutzerShutzer Investments, LLCInstitute For Wealth Advisors, Inc.06-10-2019
Richard Irving MatoffPlanMember Securities CorporationCetera Advisors LLC06-10-2019
Khiet D. VoBancWest Investment Services, Inc.HSBC Securities (USA) Inc.06-10-2019
David Warren LienAmeritas Investment Corp.Securian Financial Services, Inc.06-10-2019
Tyler William BrooksLPL Financial LLCAmeritas Investment Corp.06-10-2019
Taylor Browman, Tyler WeaverStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$24006-07-2019
Douglas Eduardo Bermudez Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$10006-07-2019
Richard Howard KoffAmeriprise Financial Services, Inc.MML Investors Services, LLC$7506-07-2019
Ariya PejouheshMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-07-2019
Matthew Thomas OelschlagerAllstate Financial Services, LLCEquity Services, Inc.06-07-2019
Elisa Marie OrdonaEvoke Financial Planning LLCVestnomics Wealth Management, LLC06-07-2019
Tyler Mark WeaverStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-07-2019
Thomas Milo MayMutual of Omaha Investor Services, Inc.MML Investors Services, LLC06-07-2019
Jason Eric LeftonEvoke Wealth, LLCFirst Republic Securities Company, LLC06-05-2019
Joseph John Wenrich IIDollars and ZenIvy Distributors, Inc.06-05-2019
Jeffrey Scott DoreEvoke Wealth, LLCFirst Republic Securities Company, LLC06-05-2019
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Showing 126 to 150 of 185 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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