Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Valli K DoraiswamiWealtheon Advisors LLCJ.P. Morgan Securities LLC08-21-2019
William KimMorgan StanleyJ.P. Morgan Securities LLC08-20-2019
Boris SpasojevicFidelity Brokerage Services LLCJ.P. Morgan Securities LLC08-19-2019
Eavenson S HorterUBS Financial Services Inc.J.P. Morgan Securities LLC$5008-16-2019
Eric H Winston JrGWFS Equities, Inc.J.P. Morgan Securities LLC08-09-2019
Brian James KettmannMorgan StanleyJ.P. Morgan Securities LLC08-09-2019
Alisa Darlene TorresU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC08-09-2019
Ping XuHSBC Securities (USA) Inc.J.P. Morgan Securities LLC08-07-2019
Ian Barrett BrownThrivent Investment Management Inc.J.P. Morgan Securities LLC07-24-2019
Brett David HooverBlue Investment Partners LLCJ.P. Morgan Securities LLC07-11-2019
Jason Robert GriffinMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-11-2019
George Anthony Parkhill VMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-05-2019
Leon Liangyi ChenMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-02-2019
Alan James Killian JacobsonEdward JonesJ.P. Morgan Securities LLC07-02-2019
Samira IzadpanahMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-01-2019
Jasmine Letriese SmallsFidelity Brokerage Services LLCJ.P. Morgan Securities LLC06-25-2019
Bradley GoldMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-20-2019
Eric LiHSBC Securities (USA) Inc.J.P. Morgan Securities LLC06-12-2019
Kristina Joy Constantino BudnikJackson Square Capital, LLCJ.P. Morgan Securities LLC06-12-2019
Jay DoraiswamiWealtheon Advisors LLCJ.P. Morgan Securities LLC06-04-2019
Alison Catherine McClureCetera Advisor Networks LLCJ.P. Morgan Securities LLC06-03-2019
Yongyi FengWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-31-2019
JORGE DANIEL CHAVEZ JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-29-2019

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.