Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Alan HaleMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2019
Tyler Jeffrey SterkStratos Wealth Partners, LtdMerrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2019
Kevin Joseph SchaeferWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2019
Troy Keith PewittMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-16-2019
Ariel BobroffRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15008-16-2019
Jason LeeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2019
Brian RoushJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2019
Roman GonzalezAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-14-2019
Ariel BobroffRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$60008-10-2019
Andrew Hobart KillionBankers Investment Counseling CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-09-2019
Michael J HenryIEQ Capital, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-09-2019
Jose J RubioJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-08-2019
Brandon ClarkThe Clark Group Asset ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2019
Stephen F RossiFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-06-2019
Alon HaimRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2019
Jiawei BaiCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2019
Shane Wesley McCoyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2019
Anny ChienFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
Jacob NicholsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2019
Susanne CostantiniJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2019
Taylor Wallace FranzmanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2019
Tyler Jackson LawrenceJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-20-2019
Tarunjit Singh AhluwaliaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
James A RawsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2019
Tyler Wyatt TicenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-11-2019
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.