Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Hollis BrandtWells Fargo Clearing Services, LLCMorgan Stanley$1,00007-19-2019
Russell Patrick HuebschleMorgan StanleyWells Fargo Clearing Services, LLC07-19-2019
Jeanne Yi Lee DuceJD Financial Fitness LLC1st Global Capital Corp.$1007-19-2019
Aaron Michael JohnsonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-19-2019
Randy G KolendaHayden RoyalWells Fargo Clearing Services, LLC$5007-19-2019
Jarryd M ReyesMerrill Lynch, Pierce, Fenner & Smith IncorporatedWescom Financial Services07-19-2019
Tarunjit Singh AhluwaliaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Rana Jameel TomaCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC07-19-2019
Donald B Taylor JrDeutsche Bank Securities Inc.City National Securities, Inc.07-18-2019
Mark Joseph BoucherStrategic Wealth Advisors Group Services Inc.SCF Investment Advisors, Inc.07-18-2019
Gary Burgess DunneRetirement Wealth Advisors, Inc.Regal Investment Advisors LLC07-18-2019
Tom Dinh NguyenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-18-2019
Donn Sandy LevineWoodbury Financial Services, Inc.Securian Financial Services, Inc.07-17-2019
Richard KimJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-17-2019
Adam Christopher MackenzieFidelity Brokerage Services LLCTD Ameritrade, Inc.07-17-2019
Adam Thomas TirapelleLaurel Wealth Advisors, Inc.Wells Fargo Clearing Services, LLC$2507-17-2019
Joshua Joseph WeygandtGWFS Equities, Inc.LPL Financial LLC07-17-2019
James A RawsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2019
David Annanders IIInternational Assets Advisory, LLCWaddell & Reed07-17-2019
Evan Taejin ChungRaymond James Financial Services, Inc.Cantella & Co., Inc.07-17-2019
Casey William SlemmonsAvalan, LLCGWFS Equities, Inc.07-17-2019
John Patrick BoldenLPL Financial LLCFarmers Financial Solutions, LLC07-16-2019
Jamar Daniel CokleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMutual of Omaha Investor Services, Inc.07-16-2019
Kyle Gregory UtheMorgan StanleyUBS Financial Services Inc.07-16-2019
Jeffrey Dell RedfordRBC Capital Markets, LLCMorgan Stanley07-15-2019
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Showing 1 to 25 of 135 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.