Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Russell Patrick HuebschleMorgan StanleyWells Fargo Clearing Services, LLC07-19-2019
Aaron Michael JohnsonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-19-2019
Randy G KolendaHayden RoyalWells Fargo Clearing Services, LLC$5007-19-2019
Rana Jameel TomaCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC07-19-2019
Richard KimJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-17-2019
Adam Thomas TirapelleLaurel Wealth Advisors, Inc.Wells Fargo Clearing Services, LLC$2507-17-2019
Albert T NgHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC07-15-2019
Christopher Matthew ConnerM. S. Howells & Co.Wells Fargo Clearing Services, LLC$15007-12-2019
Jyoti SharmaMorgan StanleyWells Fargo Clearing Services, LLC07-12-2019
Kevin Hien TranCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC07-05-2019
Saeed DehghanyJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-28-2019

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.