Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mary Beth PaviaAbacus Wealth PartnersWORKABLE WEALTH08-03-2019
Elizabeth Ariel WardAbacus Wealth PartnersWORKABLE WEALTH08-03-2019
Roman GonzalezAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-14-2019
Robert James CoyleAllstate Financial Services, LLCM. S. Howells & Co.$2508-13-2019
Amy M. BertleAllworth Financial, L.P.Destiny Capital Securities Corporation07-30-2019
Cherie JonesAmeriprise Financial Services, LLCRoyal Alliance Associates, Inc.$1008-09-2019
Muriel Ann BlakeAmeriprise Financial Services, LLCGWN Securities Inc.$10007-24-2019
Natascha Maria EdelmannAXA Advisors, LLCPruco Securities, LLC.08-08-2019
Ural Patrick ParksAXA Advisors, LLCThe Retirement Group, LLC08-02-2019
Steve Craig FelsenAXA Advisors, LLCTransamerica Financial Advisors, Inc08-01-2019
Kristin Ford StrothAXA Advisors, LLCEquity Services, Inc.07-25-2019
John Adam RadichAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC07-22-2019
William Dean ByrdB.B. Graham & Company, Inc.CAPITAL FINANCIAL SERVICES, INC.$5008-08-2019
Andrew Hobart KillionBankers Investment Counseling CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-09-2019
Andrew GoodwinBankers Life Securities, Inc.Farmers Financial Solutions, LLC08-12-2019
Matthew R. HennBeacon Pointe Advisors, LLCCapital Synergy Partners08-05-2019
David Peter SuessBeacon Pointe Wealth Advisors, LLCPruco Securities, LLC.08-02-2019
Shaun Michael HillCambridge Investment Research, Inc.Ameriprise Financial Services, LLC08-22-2019
Patrick Brian AhernCentaurus Financial, Inc.Securities America, Inc.$2108-16-2019
Steven Lewis HollimonCentaurus Financial, Inc.Securities America, Inc.08-16-2019
John Henry GearyCentaurus Financial, Inc.LPL Financial LLC07-31-2019
Tyrone L. ChowCetera Advisor Networks LLCAmeriprise Financial Services, LLC07-31-2019
Edmardo Joseph Tomei IIICetera Advisors LLCNext Financial Group, Inc.$2508-01-2019
Sean Patrick KelleherCetera Advisors LLCNext Financial Group, Inc.08-01-2019
Thomas H KimCetera Investment Services LLCInfinex Investments, Inc.07-25-2019
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Showing 1 to 25 of 190 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.