Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig Brandon VassellJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.09-20-2019
Adam Michael FranklinU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC09-20-2019
John Joseph LallyFirst Republic Securities Company, LLCUBS Financial Services Inc.$19209-20-2019
Sanah ChungFirst Republic Securities Company, LLCUBS Financial Services Inc.$10009-20-2019
Joseph Patrick LallyFirst Republic Securities Company, LLCUBS Financial Services Inc.09-20-2019
John Breckenridge BarnesFirst Republic Securities Company, LLCUBS Financial Services Inc.$14909-20-2019
Aria John KhaniFidelity Brokerage Services LLCBancWest Investment Services, Inc.09-20-2019
Emma H BiresLPL Financial LLCNorthwestern Mutual Investment Services, LLC09-20-2019
Jason William RankinM. S. Howells & Co.Wells Fargo Clearing Services, LLC$1,00009-20-2019
Sandra Hedstrom WheelerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-20-2019
Steven Charles SartorRockefeller Financial LLCUBS Financial Services Inc.09-20-2019
Daniel Richard PawelczykTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Steven A ThuMerrill Lynch, Pierce, Fenner & Smith IncorporatedUnionBanc Investment Services, LLC09-20-2019
William Stafford CraigCUNA Brokerage Services, Inc.JRS Investments and Wealth Preservation, LLC09-19-2019
Kristine Ann RodarteU.S. Bancorp Investments, Inc.The Wealth Consulting Group09-19-2019
Marie Jacqueline ChenFidelity Brokerage Services LLCQuest Capital Strategies, Inc.09-19-2019
Carlos Enrique Caceres Jr.Raymond James Financial Services, Inc.CUSO Financial Services, L.P.09-19-2019
Alan John DavisRaymond James Financial Services, Inc.CUSO Financial Services, L.P.$1009-19-2019
Robert A. Koba Jr.Raymond James Financial Services, Inc.CUSO Financial Services, L.P.$15009-19-2019
Benjamin LemoineRaymond James Financial Services, Inc.CUSO Financial Services, L.P.09-19-2019
Terrance William ArgesRaymond James Financial Services, Inc.CUSO Financial Services, L.P.09-19-2019
Samuel AhnRaymond James Financial Services, Inc.CUSO Financial Services, L.P.09-19-2019
Rick James PearlIndependent Financial Group, LLCLPL Financial LLC09-19-2019
Lee L. HeydeIndependent Financial Group, LLCLPL Financial LLC09-19-2019
Joseph Dwayne OlheiserCabot Lodge Securities LLCSB Advisory, LLC09-19-2019
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Showing 1 to 25 of 206 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.