Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Antony St HubertJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2019
Dingyu HuInfinity Financial ServicesMorgan Stanley11-15-2019
Eric Stuart BernhardPruco Securities, LLC.Edward Jones11-15-2019
Patrick Joseph Lynch IVEmerson Equity LLCWealthForge Securities, LLC11-15-2019
Pamela Jane LorenzJ.W. Cole Financial, Inc.First Allied Securities, Inc.11-15-2019
Jacqueline LaresWealth Architects, LLCCharles Schwab & Co., Inc.11-15-2019
Gurvinder Kaur AujlaAvantax Investment Services, Inc.BancWest Investment Services, Inc.11-15-2019
Erin Maureen SchmidtHercules InvestmentsVirtue Capital Management, LLC11-14-2019
Patrick Michael SweeneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedHilltop Securities Inc.11-14-2019
Scott Lee BradyIndependent Financial Group, LLCVoya Financial Advisors, Inc.11-14-2019
Dominique Noel WardMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-13-2019
German GentileLondon House CapitalSowell Management Services11-13-2019
Ernest CollinsCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-12-2019
Mark Bryant RuyleAllstate Financial Services, LLCMorgan Stanley11-12-2019
Angelo C. TheodorouLPL Financial LLCEdward Jones11-12-2019
Ethan Gautam MatkinAlpha Cubed Investments, LLCMML Investors Services, LLC11-12-2019
Aaron Gregory CookLPL Financial LLCAmeriprise Financial Services, Inc.11-12-2019
Michael Charles Di RoccoMML Investors Services, LLCBeacon Pointe Advisors, LLC11-11-2019
Shawn David MaloneAllstate Financial Services, LLCPruco Securities, LLC.11-11-2019
Thomas Quinn EllisLPL Financial LLCSecurities America, Inc.11-11-2019
William David OlesinskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-11-2019
Cameron Harrison ArmWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UnionBanc Investment Services, LLC11-10-2019
Gilles Pierre BarretieriMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2019
Hovhannes Raffi TokatlianMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2019
Andrea Ruth KlipfelIndependent Financial Group, LLCLPL Financial LLC11-08-2019
Next Page »

Showing 1 to 25 of 144 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.