Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Corinne Gail KoehlerLPL Financial LLCWells Fargo Advisors Financial Network, LLC$10005-18-2020
William W. Meyers Jr.Commonwealth Financial NetworkH.D. Vest Investment Services05-13-2020
Thomas Mccleery NiverMadison Avenue Securities, LLCWoodbury Financial Services, Inc.$5005-12-2020
Cory Reid NeumillerInvestment Planners, Inc.Cabin Securities, Inc.$2505-07-2020
Ryan L. MasonLPL Financial LLCRaymond James Financial Services, Inc.$2505-05-2020
Miriam Michelle CavanaughRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00005-01-2020
Bobby Neil FosterRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10005-01-2020
Olivia Rose SebastianRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10005-01-2020
Daniel Ewen O'LearyLPL Financial LLCSecurities America Advisors, Inc.$5004-30-2020
Daniel Ewen O'LearyLPL Financial LLCSecurities America, Inc.$5004-30-2020
Chester A. Wallace Jr.LPL Financial LLCSecurities America, Inc.$2504-30-2020
Whitney Blaine OtisLPL Financial LLCSecurities America, Inc.04-30-2020
Heather M. LitzSagePoint Financial, Inc.Voya Financial Advisors, Inc.$10004-29-2020
Dean Douglas DowsonSagePoint Financial, Inc.Voya Financial Advisors, Inc.04-29-2020
Anjanette Monique PhetteplaceSRS Capital Advisors, Inc.Noven Financial Group, Inc.04-17-2020
Karla RossLPL Financial LLCSecurities America, Inc.04-16-2020
Rachel A. FitzpatrickMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-16-2020
Nathan Jared MorrisNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC04-15-2020
Pamela Ann StonerRaymond James & Associates, Inc.RBC Capital Markets, LLC04-14-2020
Barry Michael CroninThe Leaders Group, Inc.Wells Fargo Clearing Services, LLC04-09-2020
Michael Dean McCubbinICMA-RC Services, LLCCharles Schwab & Co., Inc.$5004-09-2020
Jason Anthony JachimowiczRaymond James & Associates, Inc.Morgan Stanley04-07-2020
Lynn Ann ShookRaymond James & Associates, Inc.Morgan Stanley04-07-2020
Thomas Mark IbsenLPL Financial LLCMML Investors Services, LLC04-03-2020
Timothy Jordan WengerCetera Advisors LLCAmeriprise Financial Services, LLC04-03-2020
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Showing 1 to 25 of 3,984 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.