Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward John FrellyLPL Financial LLCWaddell & Reed$106-03-2019
James Paul Wertz Jr.Independent Financial Group, LLCAXA Advisors, LLC$105-31-2019
Mark Louis WeissCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$1005-20-2019
Daniel Gerard CampbellWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC05-10-2019
Roderick Dale MorrisonWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00005-10-2019
Scott E. BraunPruco Securities, LLC.NYLIFE Securities LLC04-30-2019
Benjamin Wills BenderCetera Advisor Networks LLCRaymond James Financial Services Advisors, Inc$10004-29-2019
Amethyst Judith RothCambridge Investment Research, Inc.Capital Financial Services, Inc.04-18-2019
Christopher Michael O'NeillRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5004-16-2019
Evan Bernard CarabelloRaymond James Financial Services, Inc.LPL Financial LLC04-11-2019
Anthony Frank CianoBBVA Securities Inc.Key Investment Services LLC04-03-2019
Jordan LauberLincoln Financial Advisors CorporationPrincipal Securities, Inc.03-22-2019
David Russell RodgersThe Leaders Group, Inc.Nationwide Securities, LLC$2503-21-2019
Justin Gregory DavisRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00003-18-2019
Elizabeth A CoxMutual Securities, Inc.Asset Solutions, Inc.03-15-2019
Jason Lee RenneckerPruco Securities, LLC.CUSO Financial Services, L.P.03-12-2019
Timothy Roy CanfieldStephen A. Kohn & Associates, Ltd.Key Investment Services LLC$5003-07-2019
Marc Timothy Pasquariello-WilliamsRBC Capital Markets, LLCMorgan Stanley03-06-2019
Brian Christopher LippilloThe Leaders Group, Inc.Cetera Investment Services LLC$2503-04-2019
James Benson HanleyEdward JonesUSAA Investment Management Company03-01-2019
Jonathan Edward WhiteNTB Financial CorporationNational Securities Corporation$5002-28-2019
Dennis Ralph GravesDFPG Investments, Inc.Allegis Investment Services, LLC02-28-2019
Jonathan Joseph WielandRaymond James Financial Services, Inc.Edward Jones02-22-2019
Jason Michael AldersonElbert Capital Management LLCKestra Investment Services, LLC02-20-2019
Joel Robert TopMutual Securities, Inc.Edward Jones$5002-20-2019
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Showing 1 to 25 of 2,607 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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