Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip Dean NevilleCambridge Investment Research, Inc.1ST Global Advisors Inc06-17-2013
Robert Allen NovakLPL Financial LLC1st Global Capital Corp.12-03-2019
Diane Lynn AlexanderCambridge Investment Research, Inc.1st Global Capital Corp.$1206-17-2013
Gisella BergelundTD Ameritrade, Inc.1st Global Capital Corp.02-09-2010
Lane Erron EwtonPersonal Capital Advisors Corporation7300 Wealth Management, LLC.03-28-2018
Clayton John ShearerCambridge Investment Research, Inc.A & I Financial Services, LLC$1009-18-2017
Tyler Jeff PetersonIndependent Financial Group, LLCA & I Financial Services, LLC$15005-10-2013
Brian Andrew JoyceIntelligent InvestingAAFCPAs Wealth Management, LLC03-15-2017
Terry Harland HallSRS Capital Advisors, Inc.Acacia Investment Advisors, LLC12-13-2016
Brent Charles YanagidaPeak Asset Management, LLCACE INVESTING SERVICES, INC.10-05-2015
Michelle Lee HyltonRaymond James Financial Services, Inc.Addison Avenue Financial Partners, LLC01-18-2012
Michael Charles LaroseRaymond James Financial Services, Inc.Addison Avenue Financial Partners, LLC01-18-2012
William Andrew Tychsen IIRaymond James Financial Services, Inc.Addison Avenue Financial Partners, LLC$15001-18-2012
Kristina Marie MeyersRaymond James Financial Services, Inc.Addison Avenue Financial Partners, LLC$5001-18-2012
Alan David HolmanCascade Financial Management, Inc.Adrian & Associates Inc$11512-05-2011
Daniel Joseph KorleskiCobalt Private Wealth LLCAdvisers Investment Management, Inc.02-05-2014
April Rochelle RobertsUX Wealth Partners LLCAE Wealth Management, LLC06-26-2020
Timothy George Thorold BarnettCaledonia Wealth Management, Ltd.Agile Advisors Inc.03-04-2009
William Howard WestfieldAugust Wealth Group, Inc.Agile Group05-27-2009
Marc Edward NicolayHalcyon Wealth Management, LLCAgile Group05-11-2009
David Gregg McMillanCaledonia Wealth Management, Ltd.Agile Securities, Inc.03-20-2009
Michael Todd MatthewsWells Fargo Clearing Services, LLCAIG Capital Services, Inc.$15010-11-2013
Kimberly Kay DolemanDFPG Investments, LLCAllegis Investment Services, LLC02-28-2019
Joseph E BrienzaUBS Financial Services Inc.AllianceBernstein L.P.07-30-2019
Carolyn A MeskeOppenheimer & Co. Inc.AllianceBernstein L.P.$26710-07-2010
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Showing 1 to 25 of 2,588 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.