Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sharon Elaine SykesInnovation Partners LLC1ST Consumer Advisory Group LLC04-15-2016
Clayton John ShearerCambridge Investment Research, Inc.A & I Financial Services, LLC$1009-18-2017
Brian Andrew JoyceIntelligent InvestingAAFCPAs Wealth Management, LLC03-15-2017
Alan David HolmanCascade Financial Management, Inc.Adrian & Associates Inc12-05-2011
Richard Joseph PeaceFSC Securities CorporationAdvantage Capital Corporation$5002-27-2009
Barbara Lee KlenovichFSC Securities CorporationAdvantage Capital Corporation$1002-27-2009
Daniel Joseph KorleskiCobalt Private Wealth LLCAdvisers Investment Management, Inc.02-05-2014
Daniel F. DuvaAllstate Financial Services, LLCAdvisors Asset Management, Inc.04-03-2018
Timothy George Thorold BarnettCaledonia Wealth Management, Ltd.Agile Advisors Inc.03-04-2009
William Howard WestfieldAugust Wealth Group, Inc.Agile Group05-27-2009
Marc Edward NicolayHalcyon Wealth Management, LLCAgile Group05-11-2009
David Gregg McMillanCaledonia Wealth Management, Ltd.Agile Securities, Inc.03-20-2009
Michael Todd MatthewsWells Fargo Clearing Services, LLCAIG Capital Services, Inc.$2510-11-2013
Dennis Ralph GravesDFPG Investments, Inc.Allegis Investment Services, LLC02-28-2019
Carolyn A. MeskeOppenheimer & Co. Inc.AllianceBernstein L.P.$15010-07-2010
Harry Mulford Jewett IVMorgan StanleyAllianz Global Investors Distributors LLC09-08-2016
Michael R. RooneyThe Leaders Group, Inc.Allianz Life Financial Services, LLC05-22-2018
Lloyd Evans Sprague Jr.LPL Financial LLCAllianz Life Financial Services, LLC$15006-07-2017
Philip David GeorgeFarmers Financial Solutions, LLCAllstate Financial Services, LLC01-09-2018
Sharon Luanne BrannonVALIC Financial Advisors, Inc.Allstate Financial Services, LLC01-04-2017
Scott Robert WingfieldLPL Financial LLCAllstate Financial Services, LLC11-25-2014
Eric Richard JahnkeLPL Financial LLCAllstate Financial Services, LLC09-24-2010
Brian Curtis KinneyFirst Ascent Financial, LLCAlpers Financial Planning, Inc.11-18-2017
Scott J. GalEdward JonesALPS Portfolio Solutions Distributor, Inc.11-17-2014
Stanley Alan BensonAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
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Showing 1 to 25 of 2,002 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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