Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sharon Elaine SykesInnovation Partners LLC1ST Consumer Advisory Group LLC04-15-2016
Robert Viggo BruceHD Vest Investment Services1st Global Capital Corp.$5001-05-2009
Clayton John ShearerCambridge Investment Research, Inc.A & I Financial Services, LLC$1009-18-2017
Aaron Charles HerschDenver Wealth AdvisorsA & I Financial Services, LLC04-08-2015
Brian Andrew JoyceIntelligent InvestingAAFCPAs Wealth Management03-15-2017
Christian Anthony WalkerWalker Capital AdvisorsAcademy Securities, Inc.09-27-2016
Alan David HolmanCascade Financial Management, Inc.Adrian & Associates Inc$11512-05-2011
Sharon Koch HananyBBVA Securities Inc.Advised Assets Group, LLC06-01-2014
Wesley Lee StrodePortfolio Design Advisors, Inc.Advised Assets Group, LLC03-22-2012
Daniel Francis DuvaAllstate Financial Services, LLCAdvisors Asset Management, Inc.04-03-2018
Raymond Scott KeyVALIC Financial Advisors, Inc.Advisors Asset Management, Inc.06-20-2016
Timothy George Thorold BarnettCaledonia Wealth Management, Ltd.Agile Advisors Inc.03-04-2009
William Howard WestfieldAugust Wealth Group, Inc.Agile Group05-27-2009
Marc Edward NicolayHalcyon Wealth Management, LLCAgile Group05-11-2009
David Gregg McmillanCaledonia Wealth Management, Ltd.Agile Securities, Inc.03-20-2009
Michael Todd MatthewsWells Fargo Clearing Services, LLCAIG Capital Services, Inc.$15010-11-2013
Dennis Ralph GravesDFPG Investments, Inc.Allegis Investment Services, LLC02-28-2019
John Morgan RobbStone Creek Group, LLCAllianceBernstein L.P.10-27-2015
Harry Mulford Jewett IVMorgan StanleyAllianz Global Investors Distributors LLC09-08-2016
Michael Ryan RooneyThe Leaders Group, Inc.Allianz Life Financial Services, LLC$105-22-2018
Lloyd Evans Sprague Jr.LPL Financial LLCAllianz Life Financial Services, LLC$15006-07-2017
Joseph Earl DegnanThe Leaders Group, Inc.Allstate Financial Services, LLC06-29-2018
Philip David GeorgeFarmers Financial Solutions, LLCAllstate Financial Services, LLC01-09-2018
Heather Paige WolfeThe Leaders Group, Inc.Allstate Financial Services, LLC12-15-2017
Sharon Luanne BrannonVALIC Financial Advisors, Inc.Allstate Financial Services, LLC01-04-2017
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Showing 1 to 25 of 2,623 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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