Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Ray WillefordMerrill Lynch, Pierce, Fenner & Smith IncorporatedZacks Investment Management, Inc.$10006-26-2013
Gordon William CarpenterDynamic Wealth AdvisorsYellowstone Partners03-23-2018
Matthew Robert HansenDynamic Wealth AdvisorsYELLOWSTONE PARTNERS03-23-2018
David Eugene GardnerConfluence Financial AdvisorsYELLOWSTONE FINANCIAL, INC.10-23-2015
David Lee SechristGeneos Wealth Management, Inc.Wyoming Financial Securities, Inc.$10004-18-2013
Mark Glenn PetrieGeneos Wealth Management, Inc.Wyoming Financial Securities, Inc.$10004-03-2013
Christine Mary KelleyGeneos Wealth Management, Inc.Wyoming Financial Securities, Inc.$10004-03-2013
Paul Darel LambIndependent Financial PartnersWorld Group Securities, Inc.01-19-2011
John WalkerWorld Equity Group, Inc.World Equity Group, Inc.08-21-2017
Deborah Ann YeatsGold Medal Waters, Inc.World Equity Group, Inc.09-24-2009
Stephen Stanley WebbGWN Securities Inc.World Capital Brokerage, Inc.$25012-04-2017
Ronald Everett CornellThe O.N. Equity Sales CompanyWoodbury Financial Services, Inc.08-05-2019
Brendon Michael DerouinThe Leaders Group, Inc.Woodbury Financial Services, Inc.09-12-2018
Simon Peter Holme Patrick O'HanlonKestra Investment Services, LLCWoodbury Financial Services, Inc.01-02-2018
Aleen Maree SwoffordGeneos Wealth Management, Inc.Woodbury Financial Services, Inc.$10002-02-2015
Louise PumphreyPark Avenue Securities LLCWoodbury Financial Services, Inc.07-16-2014
Sergio Gonzalez AlcazarCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$25011-14-2013
Bradley Merritt EpsteinCetera Advisors LLCWoodbury Financial Services, Inc.$10011-07-2013
Gordon Thomas HamiltonParkland Securities, LLCWoodbury Financial Services, Inc.$15007-02-2013
Scott Douglas TschappatCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$10011-12-2012
Steve Blake AllenderCambridge Investment Research, Inc.Woodbury Financial Services, Inc.$10011-12-2012
Steven Charles BaneNational Planning CorporationWoodbury Financial Services, Inc.$25007-27-2012
Nick TomarasCetera Advisors LLCWoodbury Financial Services, Inc.$50006-22-2012
David Isaiah StruncCetera Advisors LLCWoodbury Financial Services, Inc.06-22-2012
Philip D. BrownLPL Financial LLCWoodbury Financial Services, Inc.$10008-25-2010
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Showing 1 to 25 of 3,621 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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