Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joyce Mueni LelloBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)01-02-2018
Beth Joan KaufmanUnited Capital Financial AdvisersWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-11-2017
William Ward GorabEdward JonesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$13609-15-2017
Raymond Scott VanderwalLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-31-2017
Crystal Lynn BettermanBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-18-2017
John Glover GivensMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$11508-11-2017
Kent Andrew WelleyMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15008-11-2017
Joseph Charles Arant7300 Wealth Management, LLC.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-26-2017
Jessika Jean EvansKey Investment Services LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-06-2017
Christopher Lee WattonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10005-15-2017
Jacob William LacyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-21-2017
Joseph Leck HerdFBL Marketing Services, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)03-13-2017
Garrick Scot SasaLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10003-06-2017
James Scott DoidgeOneAmerica Securities, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$68002-03-2017
Adam Ryan SmithNYLIFE Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-09-2016
Jeffrey Alan RittnerCentaurus Financial, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$60011-15-2016
Jarrod Edward BiebelRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10011-08-2016
Joel Pierce JohnsonMoreton Capital Markets, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$11510-31-2016
Cory Richard KozisekMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-02-2016
Kyle M GriderCWM, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-15-2016
Brian Louis MurphyFarmers Financial Solutions, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-11-2016
David Curtis JohnsonThe Leaders Group, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)03-03-2016
Brandon Matthew KaneCetera Advisor Networks LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10002-10-2016
Rodolfo Salvador Ayala-FuentesKey Investment Services LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)01-29-2016
Anthony A. CisnerosWaddell & ReedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10001-04-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.