Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathryn Eugenia Redden1st Global Capital Corp.Ronald Blue & Co. LLC01-25-2017
Shane Patrick Dennehy5280 Wealth ManagementCharles Schwab & Co., Inc.05-24-2019
Daniel Alexander Caycedo5280 Wealth ManagementCharles Schwab & Co., Inc.05-24-2019
Erin Renee Watkins56 Capital Partners, LtdNorthwestern Mutual Investment Services, LLC01-29-2018
Derek Jacob Martin56 Capital Partners, LtdNorthwestern Mutual Investment Services, LLC01-24-2018
David Lee StevensA & I Financial Services, LLCIrongate Financial Services, Inc.01-22-2019
Peter Frederic LengsfeldA & I Financial Services, LLCPresidential Brokerage, Inc.05-19-2017
Marla Anne MasonA & I Financial Services, LLCPresidential Brokerage, Inc.05-19-2017
Robert Schuler Eberhardt IIIA & I Financial Services, LLCAXA Advisors, LLC04-10-2013
Thomas Michael AbboudAbboud Financial Planning, Inc.Securities America, Inc.11-03-2017
Donavan CoxAberle Investment Management, LLCMorgan Stanley11-27-2017
Brian Jacob AberleAberle Investment Management, LLCWells Fargo Advisors Financial Network, LLC02-23-2017
Kevin John McNabACE Wealth Partners, LLCTIAA-CREF Individual & Institutional Services, LLC07-13-2010
Debra Marie JohnsonAdvisory Services NetworkKestra Advisory Services, LLC01-02-2018
Michael Scott AkinsAkins Financial, LLCLPL Financial LLC08-09-2016
Matthew Woodley SchlaepferAlera Investment Advisors, LLCSecurian Financial Services, Inc.11-02-2017
Mark Christopher StrubelAlera Investment Advisors, LLCSecurian Financial Services, Inc.11-02-2017
Edward Ceylon HaibtAlera Investment Advisors, LLCSecurian Financial Services, Inc.11-02-2017
Charlotte Rebecca AustinAlera Investment Advisors, LLCSecurian Financial Services, Inc.11-02-2017
Mollie Denise SavageAlera Investment Advisors, LLCSecurian Financial Services, Inc.11-02-2017
Eric Matthew SavacoolAllstate Financial Services, LLCTransamerica Financial Advisors, Inc06-27-2018
Alan Michael RomeroAllstate Financial Services, LLCBBVA Securities Inc.$6205-14-2018
Daniel F. DuvaAllstate Financial Services, LLCAdvisors Asset Management, Inc.04-03-2018
Rob Lee MathesAllstate Financial Services, LLCOneAmerica Securities, Inc.01-17-2018
Francis Giovanni De LemosAllstate Financial Services, LLCAXA Advisors, LLC07-19-2017
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Showing 1 to 25 of 1,991 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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