Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shane Patrick Dennehy5280 Wealth ManagementCharles Schwab & Co., Inc.05-24-2019
Daniel Alexander Caycedo5280 Wealth ManagementCharles Schwab & Co., Inc.05-24-2019
Erin Renee Watkins56 Capital Partners, LtdNorthwestern Mutual Investment Services, LLC01-29-2018
Derek Jacob Martin56 Capital Partners, LtdNorthwestern Mutual Investment Services, LLC01-24-2018
David Lee StevensA & I Financial Services, LLCIrongate Financial Services, Inc.$5001-22-2019
Peter Frederic LengsfeldA & I Financial Services, LLCForta Financial Group, Inc.$2505-19-2017
Marla Anne MasonA & I Financial Services, LLCForta Financial Group, Inc.$2505-19-2017
Robert Schuler Eberhardt IiiA & I Financial Services, LLCEquitable Advisors, LLC$10004-10-2013
Chad Michael HarmonA & I Financial Services, LLCEquitable Advisors, LLC$15004-13-2010
Thomas Michael AbboudAbboud Financial Planning, Inc.Securities America, Inc.11-03-2017
Donavan CoxAberle Investment Management LLCMorgan Stanley11-27-2017
Brian Jacob AberleAberle Investment Management LLCWells Fargo Advisors Financial Network, LLC02-23-2017
Matthew D MorellAccelerated Wealth Advisors LLCNorthwestern Mutual Investment Services, LLC12-03-2019
Gregg Michael IndovinaAccelerated Wealth Advisors LLCCambridge Investment Research, Inc.$1001-06-2015
Kevin John McNabACE Wealth Partners, LLCTIAA-CREF Individual & Institutional Services, LLC07-13-2010
Brandon Patrick HughesAdvenire Wealth ManagementFidelity Personal and Workplace Advisors10-04-2019
Earl Franklin Vaughn IIIAdvenire Wealth ManagementAltruistic Investing09-11-2019
Mark Arthur StoneAdvised Assets Group, LLCGWFS Equities, Inc.10-26-2015
George Wallace Smith IIIAE Wealth Management, LLCMadison Avenue Securities, LLC02-04-2020
David L SwensonAE Wealth Management, LLCSpire Wealth Management, LLC11-07-2019
Robert Eugene Foss JrAE Wealth Management, LLCREVERSE POLISH LLC07-10-2019
Kyle F ODellAE Wealth Management, LLCCoreCap Advisors05-01-2019
David Craig Selden SrAE Wealth Management, LLCMOUNTAIN WEST RETIREMENT, LLC.04-03-2019
Jason Mark WeckelAE Wealth Management, LLCBrookstone Capital Management LLC11-15-2017
Robert AllamonAE Wealth Management, LLCBrookstone Capital Management LLC11-15-2017
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Showing 1 to 25 of 2,588 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.