Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Jonathan BurwellCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
George Michael BelmeMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Jason John RoqueChase Investment Services Corp.Thrivent Investment Management Inc.01-01-2009
John Eugene OgierMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
David Alan BorskiLPL Financial LLCUBS Financial Services Inc.01-02-2009
Harry Phillip GoodwinCambridge Investment Research, Inc.Cetera Advisor Networks LLC$15001-02-2009
James Ellis KoenigCambridge Investment Research, Inc.Cetera Advisor Networks LLC01-02-2009
Samuel Lyle TorrezCambridge Investment Research, Inc.RMIN Securities, Inc.$5001-02-2009
Shawna Denise BonnerVoya Financial Advisors, Inc.LPL Financial LLC$101-02-2009
Todd Hall ShermanH. Beck, Inc.Pacific West Securities, Inc.01-02-2009
Richard E BlancoBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC01-05-2009
Robert Viggo BruceHD Vest Investment Services1st Global Capital Corp.$5001-05-2009
Cathey Hix BrownLPL Financial LLCEdward Jones$2301-06-2009
Stephanie E. GudkaCUSO Financial Services, L.P.Countrywide Investment Services, Inc.$5001-12-2009
Alexander Issac SutterMutual of Omaha Investor Services, Inc.Park Avenue Securities LLC01-15-2009
Michael Stanley SlishinskyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2009
Charles Vincent Greco IIAmeriprise Financial Services, Inc.UBS Financial Services Inc.01-16-2009
Edgardo Rafael CintronUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-23-2009
David Fortner JonesRaymond James & Associates, Inc.UBS Financial Services Inc.$10001-30-2009
Nicholas G. BodeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2009
Russell A AndrewsAmeriprise Financial Services, Inc.RBC Capital Markets, LLC01-30-2009
David Baldwin Morgan Jr.Citigroup Global Markets Inc.UBS Financial Services Inc.02-01-2009
Eric Benjamin RoselCitigroup Global Markets Inc.UBS Financial Services Inc.02-01-2009
Mark David LevineBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2009
Kimberly Ann GieselerLPL Financial LLCMetLife Securities Inc.02-05-2009
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Showing 1 to 25 of 2,618 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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