Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Richard BickelRobert W. Baird & Co. IncorporatedKCCI, Ltd.09-17-2010
Teresa Rae SandersLPL Financial LLCEdward Jones$1009-24-2010
Eric Richard JahnkeLPL Financial LLCAllstate Financial Services, LLC09-24-2010
Kenneth James PayneLPL Financial LLCWells Fargo Clearing Services, LLC09-30-2010
Steven Conway SpantonLPL Financial LLCWells Fargo Investments, LLC$5010-01-2010
James Michael O'LearyLPL Financial LLCPruco Securities, LLC.10-01-2010
Carolyn A. MeskeOppenheimer & Co. Inc.AllianceBernstein L.P.$15010-07-2010
Dean Obrien BuellWells Fargo Clearing Services, LLCMorgan Stanley$10010-11-2010
Barbara Ellen BuellWells Fargo Clearing Services, LLCMorgan Stanley$10010-11-2010
Paul Peter BeninatiAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5010-15-2010
Joseph Edward StrakaCambridge Investment Research, Inc.First National Capital Markets10-18-2010
Jennifer Marie FreyFirst Financial Equity CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2010
Manuel Epifano MartinezWells Fargo Clearing Services, LLCWells Fargo Investments, LLC10-25-2010
Mark Martin McCulloch Jr.Morgan StanleyRBC Capital Markets, LLC10-29-2010
Guy Wesley HolmanTCI Wealth Advisors, Inc.FIRST WESTERN INVESTMENT ADVISORS, LLC11-04-2010
Carolyn InsleyUnited Planners Financial Services of AmericaLPL Financial LLC LLC$15011-05-2010
Cynthia Ann HansenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-05-2010
Bruce Ernest VermeulenCambridge Investment Research, Inc.Commonwealth Financial Network$2511-09-2010
Lawrence Andrew TorielloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2511-11-2010
Charles Eugene DavisAllstate Financial Services, LLCWaddell & Reed11-16-2010
Michael Anthony MarkovichMorgan StanleyWakefield Asset Management, LLLP11-26-2010
David James IsaacsKey Investment Services LLCEdward Jones11-29-2010
William Charles NeuensUBS Financial Services Inc.Morgan Stanley12-03-2010
John Dwayne CoxMorgan StanleyUBS Financial Services Inc.12-03-2010
Christopher Michael MullenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Investments, LLC12-17-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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