Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Maurice Emmett Frilot IIWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Khankeo Vongsakoun CampbellWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Patrick Andrew NeukomWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Angus Elder DillonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Elizabeth Anne O'ConnorWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Matthew Edward PhillipsLPL Financial LLCAXA Advisors, LLC01-03-2011
Travis Alan TomWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Lynette Rosella WhislerWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
David Oliver DobbinsWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Norma I BarrandeyWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Yvonne A. KamstraWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Michael James OakesWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
David Lynn MoudyWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Margaret MarcoWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Robert Sandford RotheWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Jennifer Weeks ArmstrongWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Ryan C. DaleyWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Jason William PriceWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Stephen Dean BryantWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Brandon W. DornseifWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Eddie Wayne Bailey Jr.Wells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Laura Sturges CusenbaryWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Brett David FredricksonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Joseph Paul VidalWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Daniel Witt MittagOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.01-13-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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