Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marc Edward NicolayHalcyon Wealth Management, LLCAgile Group05-11-2009
Catherine ScheuberLPL Financial LLCUBS Financial Services Inc.05-14-2009
Jonathan Frederick ZeschinEssential Investment Partners, LLCESSENTIAL ADVISERS, INC.05-21-2009
Jeffrey Davin PayneLPL Financial LLCAmeriprise Financial Services, Inc.05-22-2009
Erik Curtis SorensonLPL Financial LLCAmeriprise Financial Services, Inc.05-22-2009
William Howard WestfieldAugust Wealth Group, Inc.Agile Group05-27-2009
Holly Michelle BarowayStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15005-29-2009
Eric Michael MayStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10005-29-2009
Paul William BrownMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Jason Anthony JachimowiczMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Thomas Michael PechotaMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Stephen L StriblingMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Jerry Robert ReiffMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
John Alan MulstayMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Maxwell John BullMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
John Clyde BakerMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
David Madden ShehanMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Schuyler E. Grey IIIMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
David Benjamin KraatzMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Gordon Michael BudreauMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Craig George ZellerMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Arthur Barry SegallMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Carter Kent DammenMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Gregory William KennedyMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Christopher S SchofieldMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
« Previous PageNext Page »

Showing 51 to 75 of 2,003 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.