Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason John RoqueChase Investment Services Corp.Thrivent Investment Management Inc.01-01-2009
Andrew Jonathan BurwellCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-01-2009
George Michael BelmeMorgan Stanley & Co. LLCUBS Financial Services Inc.$5001-01-2009
John Eugene OgierMorgan Stanley & Co. LLCUBS Financial Services Inc.01-01-2009
Todd Hall ShermanH. Beck, Inc.Pacific West Financial Consultants Inc01-02-2009
Shawna Denise BonnerVoya Financial Advisors, Inc.LPL Financial LLC01-02-2009
David Alan BorskiLPL Financial LLCUBS Financial Services Inc.01-02-2009
James Ellis KoenigCambridge Investment Research, Inc.Cetera Advisor Networks LLC01-02-2009
Samuel Lyle TorrezCambridge Investment Research, Inc.RMIN Securities, Inc.01-02-2009
Harry Phillip GoodwinCambridge Investment Research, Inc.Cetera Advisor Networks LLC01-02-2009
Jamie SwanbomCambridge Investment Research, Inc.RMIN Securities, Inc.$2501-02-2009
Richard E BlancoBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC01-05-2009
Robert Viggo BruceAvantax Investment Services, Inc.I.M. Wealth Care, LLC01-05-2009
Thomas Michael DenkenbergerH&R Block Financial Advisors, Inc.New England Securities01-05-2009
Cathey Hix BrownLPL Financial LLCEdward Jones01-06-2009
Michael Jay SchneiderCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2009
Stephanie Elizabeth GudkaCUSO Financial Services, L.P.Countrywide Investment Services, Inc.01-12-2009
Michael Scott AkinsLPL Financial LLCUnited Securities Alliance, Inc.01-13-2009
Michael Stanley SlishinskyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2009
Charles Vincent Greco IIAmeriprise Financial Services, LLCUBS Financial Services Inc.$5001-16-2009
Amy Lynne ShroffU.S. Bancorp Investments, Inc.ALPS Distributors, Inc.01-20-2009
Michael Dean BerryCambridge Investment Research, Inc.SagePoint Financial, Inc.$1001-20-2009
Linda Ann Eden-WallaceCambridge Investment Research, Inc.SagePoint Financial, Inc.$5001-20-2009
Mathew Otto PoppPFS Investments Inc.PFS Investments Inc.01-22-2009
Edwin Delbert BrolyerUBS Financial Services Inc.Citigroup Global Markets Inc.$5001-22-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.