Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Charles HerschDenver Wealth AdvisorsA & I Financial Services, LLC04-08-2015
Aaron Charles HerschGeneos Wealth Management, Inc.Cetera Advisors LLC06-26-2009
Aaron David SchmiedelWells Fargo Clearing Services, LLCFifth Third Securities, Inc.07-29-2016
Aaron Lee CruzAXA Advisors, LLCSecurian Financial Services, Inc.12-07-2011
Aaron Leo SchettlerInfinex Investments, Inc.PFS Investments Inc.$110-20-2018
Aaron Matthew NelsonKey Investment Services LLCMorgan Stanley$102-08-2012
Aaron Raburn TiceDelphi Wealth PartnersAmeriprise Financial Services, Inc.08-05-2015
Aaron Robert AndersonPrivate Capital Management, LLCCoBiz Wealth08-10-2015
Abraham HeimannCetera Advisors LLCOppenheimer & Co. Inc.06-29-2013
Abraheem YameenLPL Financial LLCNational Planning Corporation11-29-2017
Adam Blake PetersHanson McClain AdvisorsOppenheimerFunds Distributor, Inc.07-01-2014
ADAM JAMES MAKKAIWestern Wealth Management LLCGallacher Capital Management, LLC06-28-2016
Adam James MakkaiGallacher Capital Management, LLCMutual Service Corporation08-25-2009
Adam Jansen FowlerU.S. Bancorp Investments, Inc.Chase Investment Services Corp.10-06-2011
Adam John GobleMorgan StanleyUSAA Financial Planning Services$15003-14-2014
Adam Jose SaldanaIntervest International Equities CorporationMetLife Securities Inc.01-22-2016
Adam L WayMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$5012-15-2014
Adam Lucas WadeWestern Wealth Management LLCWestern Wealth Management LLC06-22-2016
Adam Lucas WadeLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2014
Adam Lucas WadeMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-03-2011
Adam Perry SandersUSAA FINANCIAL PLANNING SERVICESTIAA-CREF Individual & Institutional Services, LLC08-25-2011
Adam Ross LuncefordLPL Financial LLCSecurities Service Network, LLC$25010-29-2013
Adam Ryan SmithKey Investment Services LLCNYLIFE Securities LLC10-05-2018
Adam Ryan SmithNYLIFE Securities LLCWells Fargo Clearing Services, LLC12-09-2016
Adam Scott VartanyanLPL Financial LLCAXA Advisors, LLC04-01-2010
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Showing 1 to 25 of 2,618 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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