Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron David GreyBuckingham Strategic WealthRobert Grey An Sec Reg. Investment Advisor DBA Denver Money Mgr.02-03-2016
Aaron David SchmiedelWells Fargo Clearing Services, LLCFifth Third Securities, Inc.07-29-2016
Aaron Leo SchettlerInfinex Investments, Inc.PFS Investments Inc.10-20-2018
Aaron M. UnderwoodJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Aaron Matthew NelsonKey Investment Services LLCMorgan Stanley02-08-2012
Aaron Raburn TiceDelphi Wealth PartnersAmeriprise Financial Services, Inc.08-05-2015
Aaron Robert AndersonFIT Wealth ManagementPrivate Capital Management, LLC09-24-2018
Abraheem YameenLPL Financial LLCNational Planning Corporation11-29-2017
Adam Blake PetersAllworth Financial, L.P.OppenheimerFunds Distributor, Inc.07-01-2014
Adam Christopher CarrCornbelt Financial, LLCJFTHOMPSON WEALTH MANAGEMENT12-07-2018
Adam Henry BarringerSchwab Private Client Investment Advisory, Inc.Charles Schwab & Co., Inc.07-20-2017
Adam Jansen FowlerWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.04-17-2019
Adam John GobleMorgan StanleyUSAA Financial Advisors, Inc.03-14-2014
Adam Perry SandersUSAA Financial Advisors, Inc.TIAA-CREF Individual & Institutional Services, LLC$5008-08-2011
Adam Ross LuncefordLPL Financial LLCSecurities Service Network, LLC$2510-29-2013
Adam Scott VartanyanLPL Financial LLCAXA Advisors, LLC04-01-2010
Adam Watson HallLPL Financial LLCVALIC Financial Advisors, Inc.02-05-2010
Agnes Carolyn MedinaTransamerica Financial Advisors, IncWorld Group Securities, Inc.01-06-2012
Aivars ZiedinsKestra Advisory Services, LLCKestra Investment Services, LLC04-22-2016
Alan David HolmanCascade Financial Management, Inc.Adrian & Associates Inc12-05-2011
Alan Dixon BeuggPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$15001-22-2014
Alan Leon HofsteinSecurities America, Inc.Brecek & Young Advisors, Inc.$2501-23-2009
Alan Michael RomeroAllstate Financial Services, LLCBBVA Securities Inc.$6205-14-2018
Alan Peter BonserThe Topgallant Group, LLCCentric Investment Group Inc02-12-2016
Albert Frank FiorelloWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
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Showing 1 to 25 of 1,964 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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