Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Heather HarrisEquitable Advisors, LLCFarmers Financial Solutions, LLC01-21-2020
Ari LitvinRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-27-2019
Eric R BenchBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC06-13-2014
Jason G ClouseBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC06-13-2014
Mark E Barczuk David F MorenoBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC01-03-2014
Mark P FellowsBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC10-15-2013
Nathan Kubik David Kubik Craig CarnickFocus FinancialCarnick & Kubik04-01-2016
Lary Matthew WeintraubSynergy Financial Partners, LLCPark Avenue Securities LLC10-06-2020
Benjamin Joshua C ReyesBBVA Wealth Solutions Inc.Wells Fargo Clearing Services, LLC10-06-2020
Lynda Diane GregoryBoulder Canyon FinancialBSW Wealth Partners09-29-2020
Alyssa Nicole AdamsCambridge Investment Research, Inc.Thrivent Investment Management Inc.09-29-2020
Lavelle KnightLifeMark Securities Corp.Woodbury Financial Services, Inc.09-24-2020
Emily Anne JohnsonUBS Financial Services Inc.Raymond James & Associates, Inc.09-24-2020
Richard Kenneth RoddCambridge Investment Research, Inc.Larimer Capital Corporation09-22-2020
Bradley W ChapmanKey Investment Services LLCU.S. Bancorp Investments, Inc.09-22-2020
Dean Clarke BaetzholdMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-22-2020
Dante Marco CoppolaThe Leaders Group, Inc.NYLIFE Securities LLC09-22-2020
Andy Don McClaflinAspen Wealth Strategies, LLCRaymond James Financial Services, Inc.09-21-2020
Ryan Michael BowmanAspen Wealth Strategies, LLCRaymond James Financial Services Advisors, Inc09-21-2020
Hector Daniel Magana PiedraTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC09-18-2020
Alfred Thomas Barile IIIThe Leaders Group, Inc.GWFS Equities, Inc.09-16-2020
Jason Anthony SartoriGWFS Equities, Inc.Prudential Investment Management Services LLC09-16-2020
Midhat DzihicThe Leaders Group, Inc.LPL Financial LLC09-16-2020
Eric John SwierczekNational Securities CorporationFSIC09-14-2020
Brett Daniel BengtsonAmeriprise Financial Services, LLCLPL Financial LLC09-11-2020
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Showing 1 to 25 of 2,588 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.