Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elizabeth Hope NielandProEquities, Inc.GWFS Equities, Inc06-13-2019
Matthew David KothRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2019
Rebekah Renee Von BergLPL Financial LLCWaddell & Reed06-03-2019
Daniel Gerard CampbellWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC05-10-2019
Scott E. BraunPruco Securities, LLC.NYLIFE Securities LLC04-30-2019
Amethyst Judith RothCambridge Investment Research, Inc.Capital Financial Services, Inc.04-18-2019
Evan Bernard CarabelloRaymond James Financial Services, Inc.LPL Financial LLC04-11-2019
Anthony Frank CianoBBVA Securities Inc.Key Investment Services LLC04-03-2019
Jordan LauberLincoln Financial Advisors CorporationPrincipal Securities, Inc.03-22-2019
Elizabeth A CoxMutual Securities, Inc.Asset Solutions, Inc.03-15-2019
Jason Lee RenneckerPruco Securities, LLC.CUSO Financial Services, L.P.03-12-2019
Marc Timothy Pasquariello-WilliamsRBC Capital Markets, LLCMorgan Stanley03-06-2019
James Benson HanleyEdward JonesUSAA Investment Management Company03-01-2019
Dennis Ralph GravesDFPG Investments, Inc.Allegis Investment Services, LLC02-28-2019
Jonathan Joseph WielandRaymond James Financial Services, Inc.Edward Jones02-22-2019
Jason Michael AldersonElbert Capital Management LLCKestra Investment Services, LLC02-20-2019
Shane Michael BaumanOneAmerica Securities, Inc.MML Investors Services, LLC02-15-2019
Anant S MehtaMML Investors Services, LLCPark Avenue Securities LLC02-13-2019
Perry Joseph MatternMattern Capital Management, LLCWells Fargo Clearing Services, LLC02-11-2019
Michael Kevin LewallenWells Fargo Clearing Services, LLCCUNA Brokerage Services, Inc.02-04-2019
Daniel Richard KatzCDKV Holdings LLCUBS Financial Services Inc.01-29-2019
Robert Jay TeschWealthSource Partners, LLCUnited Capital Financial Advisers01-28-2019
Ryan Alan BeckenhauerBBVA Securities Inc.J.P. Morgan Securities LLC01-28-2019
David Lee StevensA & I Financial Services, LLCIrongate Financial Services, Inc.01-22-2019
Alesia Jeanne CronkhiteCronkhite Wealth StrategiesPark Avenue Securities LLC01-18-2019
Next Page »

Showing 1 to 25 of 2,618 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.