Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David William WeheRaymond James Financial Services, Inc.Cetera Advisor Networks LLC02-01-2018
Eric Michael CourageMarginU.S. Bancorp Investments, Inc.02-01-2018
Kevin Michael McmahonKestra Investment Services, LLCM Holdings Securities, Inc.02-01-2018
Nicholas Bradley DeruyckMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-31-2018
Nicole Marie GarzaReDefine Wealth Management, LLCWells Fargo Clearing Services, LLC01-30-2018
Erin Renee Watkins56 Capital Partners, LtdNorthwestern Mutual Investment Services, LLC01-29-2018
Jeffrey Stephen OlineRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-29-2018
Carol Lee FosterGWN Securities Inc.Voya Financial Advisors, Inc.$101-26-2018
Jeffrey Joseph KopinaBancWest Investment Services, Inc.VALIC Financial Advisors, Inc.$101-26-2018
Thomas Chadwick RennerLPL Financial LLCAXA Distributors, LLC$10001-25-2018
Beau Michael SimonPersonal Capital Advisors CorporationGerber Kawasaki Wealth & Investment Management01-24-2018
Derek Jacob Martin56 Capital Partners, LtdNorthwestern Mutual Investment Services, LLC01-24-2018
Mark Flor HartHart Financial, LLCSecurities America, Inc.01-24-2018
Robbie Lee MathesAllstate Financial Services, LLCOneAmerica Securities, Inc.01-17-2018
Donald Phillip LoydLoyd Financial Management Inc.Signator Investors, Inc.01-13-2018
Gerald Robert JonesRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-12-2018
Ryan Michael HickeyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10001-12-2018
Matthew H VibertPersonal Capital Advisors CorporationJanus Distributors LLC01-09-2018
Philip David GeorgeFarmers Financial Solutions, LLCAllstate Financial Services, LLC01-09-2018
Scott Eric BraunNYLIFE Securities LLCMML Investors Services, LLC01-05-2018
Joel Keith PropstFortune Financial Services, Inc.Raymond James Financial Services Advisors, Inc$5001-03-2018
Debra Marie JohnsonAdvisory Services NetworkKestra Advisory Services, LLC01-02-2018
Matthew Alexander Howarth HallQuestar Capital CorporationBankers Life Securities, Inc.12-21-2017
Michael Vincent PapaSpire Securities, LLCCetera Advisor Networks LLC$5012-21-2017
Thomas Francis PiersonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-21-2017
« Previous PageNext Page »

Showing 226 to 250 of 2,620 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.