Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David William WeheRaymond James Financial Services, Inc.Cetera Advisor Networks LLC02-01-2018
Eric Michael CourageMarginU.S. Bancorp Investments, Inc.02-01-2018
Kevin Michael McmahonKestra Investment Services, LLCM Holdings Securities, Inc.02-01-2018
Nicholas Bradley DeruyckMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-31-2018
Nicole Marie GarzaReDefine Wealth Management, LLCWells Fargo Clearing Services, LLC01-30-2018
Erin Renee Watkins56 Capital Partners, LtdNorthwestern Mutual Investment Services, LLC01-29-2018
Jeffrey Stephen OlineRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-29-2018
Carol Lee FosterGWN Securities Inc.Voya Financial Advisors, Inc.$101-26-2018
Jeffrey Joseph KopinaBancWest Investment Services, Inc.VALIC Financial Advisors, Inc.$101-26-2018
Thomas Chadwick RennerLPL Financial LLCAXA Distributors, LLC$10001-25-2018
Beau Michael SimonPersonal Capital Advisors CorporationGerber Kawasaki Wealth & Investment Management01-24-2018
Derek Jacob Martin56 Capital Partners, LtdNorthwestern Mutual Investment Services, LLC01-24-2018
Mark Flor HartHart Financial, LLCSecurities America, Inc.01-24-2018
Robbie Lee MathesAllstate Financial Services, LLCOneAmerica Securities, Inc.01-17-2018
Donald Phillip LoydLoyd Financial Management Inc.Signator Investors, Inc.01-13-2018
Gerald Robert JonesRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-12-2018
Ryan Michael HickeyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10001-12-2018
Matthew H VibertPersonal Capital Advisors CorporationJanus Distributors LLC01-09-2018
Philip David GeorgeFarmers Financial Solutions, LLCAllstate Financial Services, LLC01-09-2018
Scott Eric BraunNYLIFE Securities LLCMML Investors Services, LLC01-05-2018
Joel Keith PropstFortune Financial Services, Inc.Raymond James Financial Services Advisors, Inc$5001-03-2018
Debra Marie JohnsonAdvisory Services NetworkKestra Advisory Services, LLC01-02-2018
Matthew Alexander Howarth HallQuestar Capital CorporationBankers Life Securities, Inc.12-21-2017
Michael Vincent PapaSpire Securities, LLCCetera Advisor Networks LLC$5012-21-2017
Thomas Francis PiersonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-21-2017
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Showing 226 to 250 of 2,620 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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