Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert John EmersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC12-18-2017
Heather Paige WolfeThe Leaders Group, Inc.Allstate Financial Services, LLC12-15-2017
Joseph Arthur DorenbuschMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC12-14-2017
Lisa Ann BondSecurities America, Inc.INVEST Financial Corporation$1012-14-2017
Spencer Raymond WynantPeak Planning Group, LLCRaymond James Financial Services, Inc.12-12-2017
Beth Joan KaufmanUnited Capital Financial AdvisersWells Fargo Clearing Services, LLC12-11-2017
Robin Stacey HouseThe Leaders Group, Inc.Edward Jones12-11-2017
David Reid Pringle Jr.LPL Financial LLCBOK Financial Services, Inc.$112-08-2017
Sean Luigi CoviTrilogy Capital, Inc.LPL Financial LLC12-08-2017
Warren Woodrow Church Jr.Cambridge Investment Research, Inc.Waddell & Reed12-08-2017
Matthew Anthony BarleySecurities America, Inc.INVEST Financial Corporation12-04-2017
Stephen Stanley WebbGWN Securities Inc.World Capital Brokerage, Inc.$2512-04-2017
Darla Dustin DouglasIndependent Financial PartnersWestern Wealth Management LLC12-01-2017
Deming Anthony PaynePersonal Capital Advisors CorporationCharles Schwab & Co., Inc.12-01-2017
Mark A Ballenger IICertified Planning Services, LLCThe Institute12-01-2017
Merle Frederick Lynch Jr.Cambridge Investment Research, Inc.LPL Financial LLC12-01-2017
Richard Eugene SchumakerThe Leaders Group, Inc.Northwestern Mutual Investment Services, LLC$112-01-2017
Cain Benjamin KobertIndependent Financial PartnersWestern Wealth Management LLC11-30-2017
Jonathan Jay LesterPersonal Capital Advisors CorporationOppenheimerFunds Distributor, Inc.11-30-2017
Abraheem YameenLPL Financial LLCNational Planning Corporation11-29-2017
Alissa L HarrisLPL Financial LLCInvestment Centers of America, Inc.$111-29-2017
Andrew Larry MooreLPL Financial LLCInvestment Centers of America, Inc.$111-29-2017
Bernadette O BifanoLPL Financial LLCNational Planning Corporation11-29-2017
Brett Johnson MillerLPL Financial LLCNational Planning Corporation11-29-2017
Dana Colleen EdwardsLPL Financial LLCNational Planning Corporation11-29-2017
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Showing 251 to 275 of 2,620 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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