Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert John EmersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC12-18-2017
Heather Paige WolfeThe Leaders Group, Inc.Allstate Financial Services, LLC12-15-2017
Joseph Arthur DorenbuschMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC12-14-2017
Lisa Ann BondSecurities America, Inc.INVEST Financial Corporation$1012-14-2017
Spencer Raymond WynantPeak Planning Group, LLCRaymond James Financial Services, Inc.12-12-2017
Beth Joan KaufmanUnited Capital Financial AdvisersWells Fargo Clearing Services, LLC12-11-2017
Robin Stacey HouseThe Leaders Group, Inc.Edward Jones12-11-2017
David Reid Pringle Jr.LPL Financial LLCBOK Financial Services, Inc.$112-08-2017
Sean Luigi CoviTrilogy Capital, Inc.LPL Financial LLC12-08-2017
Warren Woodrow Church Jr.Cambridge Investment Research, Inc.Waddell & Reed12-08-2017
Matthew Anthony BarleySecurities America, Inc.INVEST Financial Corporation12-04-2017
Stephen Stanley WebbGWN Securities Inc.World Capital Brokerage, Inc.$2512-04-2017
Darla Dustin DouglasIndependent Financial PartnersWestern Wealth Management LLC12-01-2017
Deming Anthony PaynePersonal Capital Advisors CorporationCharles Schwab & Co., Inc.12-01-2017
Mark A Ballenger IICertified Planning Services, LLCThe Institute12-01-2017
Merle Frederick Lynch Jr.Cambridge Investment Research, Inc.LPL Financial LLC12-01-2017
Richard Eugene SchumakerThe Leaders Group, Inc.Northwestern Mutual Investment Services, LLC$112-01-2017
Cain Benjamin KobertIndependent Financial PartnersWestern Wealth Management LLC11-30-2017
Jonathan Jay LesterPersonal Capital Advisors CorporationOppenheimerFunds Distributor, Inc.11-30-2017
Abraheem YameenLPL Financial LLCNational Planning Corporation11-29-2017
Alissa L HarrisLPL Financial LLCInvestment Centers of America, Inc.$111-29-2017
Andrew Larry MooreLPL Financial LLCInvestment Centers of America, Inc.$111-29-2017
Bernadette O BifanoLPL Financial LLCNational Planning Corporation11-29-2017
Brett Johnson MillerLPL Financial LLCNational Planning Corporation11-29-2017
Dana Colleen EdwardsLPL Financial LLCNational Planning Corporation11-29-2017
« Previous PageNext Page »

Showing 251 to 275 of 2,620 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.