Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Denise Ione MartzLPL Financial LLCInvestment Centers of America, Inc.$4411-29-2017
Diane Powell ZingLPL Financial LLCNational Planning Corporation$2511-29-2017
Glenn Kevin RoseLPL Financial LLCNational Planning Corporation$1011-29-2017
Glenn Tremaine GroshLPL Financial LLCNational Planning Corporation$1011-29-2017
Grady William BolesLPL Financial LLCNational Planning Corporation$1011-29-2017
Hannah Beth RaynesLPL Financial LLCNational Planning Corporation$5011-29-2017
Heather Lynn KlutznickLPL Financial LLCNational Planning Corporation$10011-29-2017
James Allen O'NealLPL Financial LLCNational Planning Corporation11-29-2017
James Michael LivesayLPL Financial LLCNational Planning Corporation11-29-2017
James Robert AbernethyLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Jeanette Rae HolmesLPL Financial LLCNational Planning Corporation11-29-2017
Jeffrey James WrenLPL Financial LLCNational Planning Corporation11-29-2017
John Erich Hansen Jr.LPL Financial LLCInvestment Centers of America, Inc.$5011-29-2017
John Paul WellsLPL Financial LLCNational Planning Corporation11-29-2017
Jonathan Robert DonnawayLPL Financial LLCInvestment Centers of America, Inc.$111-29-2017
Judith Marie SomersLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Keri Irene PughLPL Financial LLCNational Planning Corporation$1011-29-2017
Laura Irene CavanaughLPL Financial LLCNational Planning Corporation$111-29-2017
Leonard Wade FrisbieLPL Financial LLCNational Planning Corporation11-29-2017
Mark Alan NicoletLPL Financial LLCNational Planning Corporation11-29-2017
Melodie Charlene ScalfLPL Financial LLCNational Planning Corporation11-29-2017
Merideth Jane FuchsLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Michael Douglass FrostLPL Financial LLCNational Planning Corporation11-29-2017
Michael John FibigerLPL Financial LLCNational Planning Corporation$111-29-2017
Michael Phillip TarantinoLPL Financial LLCInvestment Centers of America, Inc.$2511-29-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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