Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael John FibigerLPL Financial LLCNational Planning Corporation$111-29-2017
Michael Phillip TarantinoLPL Financial LLCInvestment Centers of America, Inc.$2511-29-2017
Natalie Lynn ShamleyLPL Financial LLCInvestment Centers of America, Inc.$15011-29-2017
Nickolas D RichtsmeierLPL Financial LLCNational Planning Corporation11-29-2017
Paul Leon AndreLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Peter E JochemsLPL Financial LLCNational Planning Corporation$2511-29-2017
Richard Kent BellmarLPL Financial LLCNational Planning Corporation$2511-29-2017
Robert Donald Deister IILPL Financial LLCWells Financial Services$111-29-2017
Robert J O'Neal Sr.LPL Financial LLCNational Planning Corporation$15011-29-2017
Sean Luigi CoviLPL Financial LLCNational Planning Corporation$2511-29-2017
Shawn William DunniganLPL Financial LLCInvestment Centers of America, Inc.$5011-29-2017
Sherman Edward StrobeckLPL Financial LLCNational Planning Corporation$2911-29-2017
Stephen Allen HartelLPL Financial LLCNational Planning Corporation$111-29-2017
Steven Mike ReedLPL Financial LLCNational Planning Corporation$111-29-2017
Teresa Marie HowesLPL Financial LLCNational Planning Corporation11-29-2017
Todd Michael AndreLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Wayne Anthony VarraLPL Financial LLCNational Planning Corporation11-29-2017
Brett J. LampeBBVA Securities Inc.GWFS Equities, Inc.11-27-2017
Donavan CoxAberle Investment Management, LLCMorgan Stanley11-27-2017
Douglas Howard PardieckCambridge Investment Research Advisors, Inc.Prime Capital Investment Advisors, LLC11-27-2017
Jeffery Joseph HayesGeneos Wealth Management, Inc.SII Investments, Inc.$2511-24-2017
Susan Lynn PorathGeneos Wealth Management, Inc.SII Investments, Inc.$5011-24-2017
Rebecca Lynn ClauerAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC11-22-2017
David Todd PhillipsMoloney Securities Co., Inc.ProEquities, Inc.11-20-2017
Jeffrey Evan SigmanFirst Financial Equity CorporationFit Financial Consulting LLC11-16-2017
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Showing 301 to 325 of 2,620 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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