Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Claude Carter Knight IIIFarmers Financial Solutions, LLCState Farm VP Management Corp.11-14-2017
William David FrierPathway Advisors GroupParkland Securities, LLC11-13-2017
Mark Jon StrombergPersonal Capital Advisors CorporationWealthSource Partners, LLC11-08-2017
Tony BeachVoya Financial AdvisorsUMB Financial Services$9711-08-2017
Llewellyn Raymond Hayes Jr.Cetera Advisors LLCPence Capital Management, LLC11-07-2017
Michael Gray SainNorthland Securities, Inc.Brean Capital, LLC11-06-2017
Oksana Duk WoodFarmers Financial Solutions, LLCThe Leaders Group, Inc.11-06-2017
Raymond Douglas WongMorgan StanleyInvestment Advisory Services, Inc11-06-2017
Thomas Michael AbboudAbboud Financial Planning, Inc.Securities America, Inc.11-03-2017
Anthony Donald PaulRaymond James Financial Services, Inc.Morgan Stanley$111-02-2017
Charlotte Rebecca AustinAlera Investment Advisors, LLCSecurian Financial Services, Inc.11-02-2017
Edward Ceylon HaibtAlera Investment Advisors, LLCSecurian Financial Services, Inc.11-02-2017
Evan James KramlichRedhawk Wealth Advisors, Inc.AXA Advisors, LLC11-02-2017
Mark Christopher StrubelAlera Investment Advisors, LLCSecurian Financial Services, Inc.11-02-2017
Matthew Woodley SchlaepferAlera Investment Advisors, LLCSecurian Financial Services, Inc.11-02-2017
Mollie Denise SavageAlera Investment Advisors, LLCSecurian Financial Services, Inc.11-02-2017
Nicholas Manning HamiltonRaymond James Financial Services, Inc.Morgan Stanley$10011-02-2017
Charles Anthony BeachVoya Financial Advisors, Inc.UMB Financial Services, Inc.$10011-01-2017
David Wayne MotleyVALIC Financial Advisors, Inc.T. Rowe Price Investment Services, Inc.11-01-2017
Lucas Anthony CasarezLevel Up Financial Planning, LLCCetera Advisor Networks LLC11-01-2017
Keith Gerard WetjenThe Leaders Group, Inc.Lincoln Financial Advisors Corporation10-31-2017
Peter C PabichThe Leaders Group, Inc.Lincoln Financial Advisors Corporation$1010-31-2017
Chad R GordonPurshe Kaplan Sterling InvestmentsIndependent Financial Partners$2510-30-2017
Jonathan SkorichMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-30-2017
Gregory Lee BurksHighTower Securities, LLCEdward Jones$1010-25-2017
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Showing 326 to 350 of 2,620 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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