Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Grant PattonThe Leaders Group, Inc.Regal Investment Advisors LLC$110-19-2017
Constance Olga PappasCambridge Investment Research, Inc.National Planning Corporation10-17-2017
Jessica J TaiWells Fargo Clearing Services, LLCMorgan Stanley10-16-2017
Carol Rogers BreglioRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5010-13-2017
Christopher Daniel LongRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$10010-13-2017
John Henry BoyleIntegrum Wealth ManagementRocky Mountain Wealth Architects10-13-2017
Kwesi Tuere ColemanWells Fargo Clearing Services, LLCMorgan Stanley10-13-2017
Jeffrey Brian MarksCetera Advisors LLCNational Planning Corporation$5010-12-2017
Timothy Patrick DoudCentaurus Financial, Inc.Waddell & Reed$1010-11-2017
David Michael SchuttigMutual Securities, Inc.AXA Advisors, LLC$2510-10-2017
Helen Huong Thi Xuan VoNYLIFE Securities LLCWaddell & Reed10-10-2017
Brian Richard KernsPersonal Capital Advisors CorporationNexPoint Securities, Inc.10-05-2017
Joshua Cain MasonFarmers Financial Solutions, LLCPruco Securities, LLC.10-05-2017
Charles Spencer PetersonLPL Financial LLCCantella & Co., Inc.$110-04-2017
Christian Gustavo FelixPruco Securities, LLC.Park Avenue Securities LLC10-04-2017
Freddy Adam TawfikThrivent Investment Management Inc.Transamerica Capital, Inc.10-04-2017
Alan Lavern GuntherAllstate Financial Services, LLCFBL Marketing Services, LLC10-03-2017
Christopher Matthew PatakyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.10-02-2017
Jamie Crystal AlexanderRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC10-02-2017
Victor Martin ErnstPark Avenue Securities LLCMML Investors Services, LLC$1210-02-2017
Michael Jason ManosRaymond James Financial Services, Inc.Fidelity Brokerage Services LLC09-27-2017
Andrew Phillip LogueFletching Arrows Wealth Management LLCNavigation Wealth Management09-22-2017
Bryce Carroll JohnsonCoreTactic StrategiesPrivate Client Wealth Advisors, LLC09-22-2017
Dayna K MaxfieldHorace Mann Investors, Inc.MML Investors Services, LLC09-21-2017
Richard Gerard VolpePackerland Brokerage Services, Inc.Questar Capital Corporation$109-21-2017
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Showing 351 to 375 of 2,618 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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