Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elizabeth A CoxMutual Securities, Inc.Asset Solutions, Inc.03-15-2019
Jason Lee RenneckerPruco Securities, LLC.CUSO Financial Services, L.P.03-12-2019
Timothy Roy CanfieldStephen A. Kohn & Associates, Ltd.Key Investment Services LLC$5003-07-2019
Marc Timothy Pasquariello-WilliamsRBC Capital Markets, LLCMorgan Stanley03-06-2019
Brian Christopher LippilloThe Leaders Group, Inc.Cetera Investment Services LLC$2503-04-2019
James Benson HanleyEdward JonesUSAA Investment Management Company03-01-2019
Jonathan Edward WhiteNTB Financial CorporationNational Securities Corporation$5002-28-2019
Dennis Ralph GravesDFPG Investments, Inc.Allegis Investment Services, LLC02-28-2019
Jonathan Joseph WielandRaymond James Financial Services, Inc.Edward Jones02-22-2019
Jason Michael AldersonElbert Capital Management LLCKestra Investment Services, LLC02-20-2019
Joel Robert TopMutual Securities, Inc.Edward Jones$5002-20-2019
Shane Michael BaumanOneAmerica Securities, Inc.MML Investors Services, LLC02-15-2019
Anant S MehtaMML Investors Services, LLCPark Avenue Securities LLC02-13-2019
Perry Joseph MatternMattern Capital Management, LLCWells Fargo Clearing Services, LLC02-11-2019
Michael Kevin LewallenWells Fargo Clearing Services, LLCCUNA Brokerage Services, Inc.02-04-2019
Daniel Richard KatzCDKV Holdings LLCUBS Financial Services Inc.01-29-2019
Robert Jay TeschWealthSource Partners, LLCUnited Capital Financial Advisers01-28-2019
Ryan Alan BeckenhauerBBVA Securities Inc.J.P. Morgan Securities LLC01-28-2019
David Lee StevensA & I Financial Services, LLCIrongate Financial Services, Inc.01-22-2019
Alesia Jeanne CronkhiteCronkhite Wealth StrategiesPark Avenue Securities LLC01-18-2019
James Stanley JohnsonLPL Financial LLCCountry Capital Management Company$2501-16-2019
Daniel Joseph ChaputEdward JonesFidelity Personal and Workplace Advisors01-14-2019
Roger Lee OlsonPruco Securities, LLC.Thrivent Investment Management Inc.01-07-2019
Jeffrey Peter MorandIndependent Financial Group, LLCUnited Planners' Financial Services of America A Limited Partner$4501-03-2019
Rian MorrisseyEdward JonesOppenheimerFunds Distributor, Inc.01-03-2019
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Showing 26 to 50 of 2,618 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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