Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brendon Michael DerouinThe Leaders Group, Inc.Woodbury Financial Services, Inc.09-12-2018
Barbara Yvonne KleinSummit Brokerage Services, Inc.Broker Dealer Financial Services Corp.09-10-2018
James Allen JacobsThe Leaders Group, Inc.AXA Advisors, LLC$5009-10-2018
Ben Barry VossRaymond James Financial Services, Inc.Edward Jones09-07-2018
Christopher KozakKozak & Associates, Inc.Cetera Advisors LLC09-07-2018
Trevor Nolen TrippKozak & Associates, Inc.Private Client Services, LLC09-07-2018
Benjamin Jon SibertWells Fargo Clearing Services, LLCNYLIFE Securities LLC09-06-2018
Steven Joseph ZakeljFlatirons Wealth ManagementChrome Asset Management09-06-2018
Franklin Jerome LadenUBS Financial Services Inc.Sanford C. Bernstein & Co., LLC$5009-05-2018
Arthur Kerwin Sobczak IIIThe Leaders Group, Inc.LPL Financial LLC09-04-2018
Jacob Martin JaegleRaymond James Financial Services, Inc.Personal Capital Advisors Corporation08-29-2018
Arnold Alfred Dudley Jr.Robert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$15008-28-2018
Debra Ann GrillRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$5008-28-2018
Eric Stephen Matthew KeeKestra Investment Services, LLCRoyal Alliance Associates, Inc.$3608-27-2018
Daniel Bruce JohnsonLPL Financial LLCSecurities America, Inc.$2508-24-2018
Dennis Lee FinkenLPL Financial LLCSecurities America, Inc.$5008-24-2018
Bradley Derek HablutzelAE Wealth Management, LLCGeneos Wealth Management, Inc.08-23-2018
Justin Michael HobbsWealth Legacy Institute, Inc.Boston Mountain Money Management, Inc.08-21-2018
Robert Louis ElliottAspen Gold FinancialAXA Advisors, LLC08-17-2018
Nestor Mauricio VargasGreen Mountain PlanningFidelity Brokerage Services LLC08-09-2018
Ethan Joel Latinsky7300 Wealth Management, LLC.NYLIFE Securities LLC08-07-2018
Peter John PittmanLPL Financial LLCWells Fargo Clearing Services, LLC$108-03-2018
David Bruce Stewart IVWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$108-01-2018
Jillian Sue ClarkMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC07-31-2018
Jordan Albert QuinnPersonal Capital Advisors CorporationVanguard Marketing Corporation07-30-2018
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Showing 101 to 125 of 2,620 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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