Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
George B Lee IIIAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$19807-27-2018
William Rodrick CarrilloU.S. Bancorp Investments, Inc.BBVA Securities Inc.$15007-25-2018
Jason Mark KurtzEdward JonesLPL Financial LLC07-24-2018
Rebecca Ruth GoeringThe Leaders Group, Inc.Voya Financial Advisors, Inc.07-23-2018
William Luthy, Tina McCallumRobert W. Baird & Co.Morgan Stanley Wealth Management$13507-20-2018
Luke Austin MccaslinBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC07-20-2018
Michael David BarthRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.07-20-2018
Tina Kristen MccallumRobert W. Baird & Co. IncorporatedMorgan Stanley$1,00007-20-2018
Sarah Jo ContinoCAM Investor SolutionsAmeriprise Financial Services, Inc.07-13-2018
Thomas Von Von ReckersSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$15007-13-2018
Bradford S Rowe IIWells Fargo Clearing Services, LLCUSAA Investment Management Company07-09-2018
Michael TrinenRaymond JamesRBC Wealth Management$18207-09-2018
Daniel Todd LevineFirst Financial Equity CorporationMorgan Stanley07-05-2018
Sharon Kay StitchBrokers International Financial Services, LLC.Questar Capital Corporation$2507-05-2018
Steven Brian ShaimanColorado Financial Service CorporationCalton & Associates, Inc.$10007-05-2018
Laraine Ruth Crews DickersonCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.$5007-03-2018
John Terrence DriscollPark Avenue Securities LLCWells Fargo Clearing Services, LLC$5006-29-2018
Jonathan Yost Moss IIEdward JonesJ.P. Morgan Securities LLC06-29-2018
Joseph Earl DegnanThe Leaders Group, Inc.Allstate Financial Services, LLC06-29-2018
David Craig Selden SrMOUNTAIN WEST RETIREMENT, LLC.Cambridge Investment Research Advisors, Inc.06-28-2018
Peter Alexander HuffmanP.A. Schopen & Associates, LLCEvergreen Investing, LLC06-28-2018
Peter Anthony SchopenP.A. Schopen & Associates, LLCEvergreen Investing, LLC06-28-2018
Charles Matthew Wernig IIIVoya Financial Advisors, Inc.Kestra Investment Services, LLC06-20-2018
Alexa Brennan BrascettaLPL Financial LLCSammons Financial Network, LLC06-15-2018
Ian Douglas MacclureRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC06-15-2018
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Showing 126 to 150 of 2,620 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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