Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amanda Lea ArthurCreighton Retirement PartnersKestra Investment Services, LLC06-08-2018
Eric Robert BolandFerocious FinanceWaddell & Reed06-08-2018
Todd Anthony LienSigma Financial CorporationAmeriprise Financial Services, Inc.$5006-08-2018
David Jon BaerLPL Financial LLCWells Fargo Clearing Services, LLC$106-01-2018
Sarah Lane CarsonWells Fargo Clearing Services, LLCNuveen Securities, LLC06-01-2018
Teresa Marie HowesSecurities America, Inc.LPL Financial LLC$1006-01-2018
Mark Griffin, Mark Liley Raymond JamesWells Fargo Advisors$50505-31-2018
Steve John PabonRichfield Orion International, Inc.Joseph Stone Capital L.L.C.05-30-2018
Chad Kelso GilmanInternational Assets Advisory, LLCHD Vest Investment Services05-25-2018
Clayton Harvey RiddellWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.05-25-2018
Jerry Leon GruberAmeriprise Financial Services, Inc.DFPG Investments, Inc.05-25-2018
Paul Ryan BankesWealth Management Group, LLCPark Avenue Securities LLC05-25-2018
James Leon Smith Jr.Raymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5005-24-2018
Sandon James PurcellRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5005-24-2018
Beau Justin PollardCenterpiece Wealth AdvisorCharles Schwab & Co., Inc.05-23-2018
Carol Ann SutterfieldLPL Financial LLCHinds Financial Group Inc$5005-23-2018
Jason Glenn BaerCenterpiece Wealth AdvisorSchwab Private Client Investment Advisory, Inc.05-23-2018
Garrick Scot SasaU.S. Bancorp Investments, Inc.LPL Financial LLC$105-22-2018
Michael Ryan RooneyThe Leaders Group, Inc.Allianz Life Financial Services, LLC$105-22-2018
Amanda Frances BumgarnerWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.05-18-2018
Sean Cavanaugh ByersHighTower Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-18-2018
Ugonma Edith AnikweWorld Capital Brokerage, Inc.HD Vest Investment Services05-16-2018
Alan Michael RomeroAllstate Financial Services, LLCBBVA Securities Inc.$6205-14-2018
Brendan James McdonaldHibernus Investments LLCTouchstone Securities, Inc.05-11-2018
Garrett Wayne PhillipsLevinate, LLCForeside Fund Services, LLC05-11-2018
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Showing 151 to 175 of 2,618 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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