Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Emily Sue HarrisLPL Financial LLCSecurities America, Inc.05-08-2018
Carlos Sergio Torres NegronBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2018
Charles Herbert Maher Jr.Visions, Inc.Wilbanks Securities Advisory05-04-2018
Craig A StavelyEnvisage Financial, LLCPruco Securities, LLC.05-04-2018
Jordan Wain DeboerParkland Securities, LLCPruco Securities, LLC.05-04-2018
Ronald Stillman ColeColorado Financial Service CorporationMoney Concepts Capital Corp05-03-2018
Richard David StavesCHERRY CREEK WEALTH MANAGEMENTRedhawk Wealth Advisors, Inc.04-27-2018
Dawn Edythe CampbellColorado Financial Service CorporationInland Securities Corporation04-26-2018
Gary Stewart BedfordCambridge Investment Research, Inc.Western Wealth Management LLC$10004-24-2018
Ky McCarty, Brandon Brown, John EdenD.A. Davidson & Co.Bank of America Merrill Lynch$38004-20-2018
Anton Paul RipsamLPL Financial LLCWells Fargo Clearing Services, LLC$104-20-2018
Brandon Doyle BrownD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-20-2018
Brian Scott WhatleyWells Fargo Clearing Services, LLCFisher Investments04-20-2018
John M. EdenD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-20-2018
Michael Gregory EustonHeirloom Wealth Management LLCIndependent Financial Partners04-20-2018
Sandra L D'AngeloD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2018
Sterling Ky MccartyD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,00004-20-2018
Chase Andrew RodawigCustos Family Office LLCJ.P. Morgan Securities LLC04-19-2018
King Sutton CavalierRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10004-17-2018
Nicholas Daniel HendersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC04-13-2018
Weston Michael HagerRaymond James Financial Services, Inc.Signator Investors, Inc.04-09-2018
John Joseph Andersen-KirtlandWells Fargo Clearing Services, LLCMorgan Stanley04-06-2018
Audrey Collins MorrisonCairn Financial Advisors, LLCPruco Securities, LLC.04-05-2018
Daniel Francis DuvaAllstate Financial Services, LLCAdvisors Asset Management, Inc.04-03-2018
Patrick John BrannanLPL Financial LLCCetera Advisors LLC04-02-2018
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Showing 176 to 200 of 2,618 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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