Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Francis DuvaAllstate Financial Services, LLCAdvisors Asset Management, Inc.04-03-2018
Patrick John BrannanLPL Financial LLCCetera Advisors LLC04-02-2018
Richard Leonard Hurley Jr.Heirloom Wealth Management LLCIndependent Financial Partners03-30-2018
Jeffrey Scott MarkewichLPL Financial LLCCetera Advisor Networks LLC$103-29-2018
Darrell Eugene LaingPrivate Capital Management, LLCWagner Wealth Management, LLC03-27-2018
Elizabeth Anne WindischGPS Wealth Strategies Group, LLCCetera Advisor Networks LLC03-26-2018
Brian R EnglePruco Securities, LLC.NYLIFE Securities LLC03-20-2018
LARRY DAVID STONEGearhart Geld, LLCFinancial Gravity Wealth, Inc.03-20-2018
Robert Wayne SumrallAmeritas Investment Corp.AXA Advisors, LLC03-19-2018
Kevin George MannPersonal Capital Advisors CorporationGWFS Equities, Inc.03-14-2018
Michael Anthony BushCetera Advisors LLCMML Investors Services, LLC$103-12-2018
Michael Kevin FranklinTandem Financial, LLCDodds Wealth Management Group03-08-2018
Ryan Bradley EricksonTandem Financial, LLCDodds Wealth Management Group03-08-2018
Jeremy Jordan AudasMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC03-05-2018
Nathan David StewartWells Fargo Clearing Services, LLCScottrade, Inc.03-05-2018
Jessica Elisabeth BeckMML Investors Services, LLCBancWest Investment Services, Inc.03-02-2018
Mark Lee LileyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5003-02-2018
Scott Edward EverhartMoloney Securities Co., Inc.RBC Capital Markets, LLC$5002-28-2018
Allan Dean WarpnessLPL Financial LLCProEquities, Inc.02-15-2018
Alexander C. AnttilaBBVA Securities Inc.Waddell & Reed02-13-2018
Raphael Anthony AmabileParsonex Securities, Inc.PFS Investments Inc.02-12-2018
Janice Margaret WeilandRaymond James & Associates, Inc.Cascade Investment Group, Inc.$15002-09-2018
Charles Lavon Guy Jr.Personal Capital Advisors CorporationCharles Schwab & Co., Inc.02-07-2018
Jennifer Elizabeth HiltsLincoln Financial Securities CorporationFirst Command Financial Planning, Inc.$15002-06-2018
Don A WilliamsAmeriprise Financial Services, Inc.Signator Investors, Inc.02-02-2018
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Showing 201 to 225 of 2,620 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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